Ebro is a professional HR consultancy providing permanent / temporary recruitment, outsourcing services and other HR solutions to corporates in the Asia Pacific. Our specialized areas: Banking & Finance Property & Construction Information Technology Engineering Legal & Professional Services...

Ebro is a professional HR consultancy providing permanent / temporary recruitment, outsourcing services and other HR solutions to corporates in the Asia Pacific. Our specialized areas:

  • Banking & Finance
  • Property & Construction
  • Information Technology
  • Engineering
  • Legal & Professional Services
  • Luxury Retail
  • Top Executives

For general enquiry, please send email to info@ebrohrs.com

 

(Assistant) Compliance Manager (Securities)

Job level Senior
Work exp 3 Years To 8 Years
Education Bachelor Degree
Location Hong Kong
Employment type
Benefits 5-day week, Discretionary bonus, Medical plan
Industry Financial Services
Job function Banking / Finance > Legal / Compliance
Banking / Finance > Investment & Securities
Banking / Finance > Capital Markets
Published On 28/11/2016

The Job

  • Client: A fast growing Securities Trading Firm
  • Position: Compliance Manager / Assistant Compliance Manager
  • Responsibilities: Setup internal compliance policies. Review and update the compliance policies in accordance to new SFC guidelines. Monitor dealing activities and keep the internal parties updated of policy changes. Assist in staff licensing and training. As the company representative to liaise with regulatory parties.
  • $40-60K. 5 day, medical, insurance, bonus

 

Requirements

  • Degree holder in Finance, Accounting or related discipline
  • 3-5 years experience in compliance in finance industry
  • Compliance experience for SFC Type 1 securities firm
  • Familiar with SFC/HK Stock Exchange/HK Futures Exchange regulations
  • Good command of Chinese and English

 

Applicants please send resume with current & expected salary to jobs@ebrohrs.com