Fubon Bank, an identity that reflects the commitment of providing customers with Value Banking Service - "Get More than You Expect" , is also a leading distributor of investment solutions and services, supported by a broad range of products, a talented and dynamic team. In line with our business expansion,...

Fubon Bank, an identity that reflects the commitment of providing customers with Value Banking Service - "Get More than You Expect" , is also a leading distributor of investment solutions and services, supported by a broad range of products, a talented and dynamic team.

In line with our business expansion, we are inviting committed professionals to join our team. If you have the passion and belief that you can grow with our business, and contribute to our success, capitalize on this career opportunity.

Assistant Manager, Compliance Review, Compliance & Anti-Money Laundering

Job level Entry
Work exp Minimum 3 Years
Education Bachelor Degree
Location Central
Employment type
Industry Banking
Job function Legal / Professional Services > Legal & Compliance
Banking / Finance > Others
Published On 07/10/2016
ref. CF161007AMCRCAML

Responsibilities:

  • Conduct risk-based compliance reviews according to the Annual Compliance Review Plan
  • Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement
  • Compile compliance review reports to highlight major regulatory compliance issues and risk implications
  • Conduct assigned special / ad-hoc reviews
  • Coordinate regulatory onsite and offsite examinations conducted by the regulators
  • Follow up management actions / rectification actions to resolve findings identified in compliance reviews and, where requires, examinations undertaken by the regulators
  • To assist Head of Compliance Review to formulate and update compliance review related policies, programs and control procedures in accordance with regulatory rules and requirements
  • Review and monitor staff personal account dealing and gift acceptance activities
  • Assist in handling enquiries relating to Policy on Employee Personal Account Dealing
  • Handle general administration for the department

 

Requirements:

  • University degree in related discipline
  • Minimum 3 years working experience in Big 4 or in banking / financial services industry, audit or compliance knowledge is an advantage
  • Proficiency in both English and Chinese, fluency in Mandarin is an advantage
  • Proactive mind, positive working attitude and sound communication and interpersonal skills
  • Self-initiative, independent and willing to work under pressure
  • Good communication skills
  • Good PC knowledge

 

Please send your application DIRECTLY to Fubon Bank (Hong Kong) Limited, Human Resources Division via email: fubonbankhr.fbhk@fubon.com with full resume indicating current and expected salary and quoting the above reference no.

For other vacancies, please visit our website: www.fubonbank.com.hk

*All personal data provided by job applicants will be used for recruitment purposes only in accordance with the Bank’s Personal Data Information Collection Statement, a copy of which is available on our website: http://www.fubonbank.com.hk/web/html/sh_careers_e.html