The Securities and Futures Commission (SFC) is an independent statutory body that regulates the activities of securities dealers, issuers and market operators such as the Hong Kong Exchanges and Clearing Ltd. As well as promoting the fairness, efficiency and competitiveness of the securities industry,...

The Securities and Futures Commission (SFC) is an independent statutory body that regulates the activities of securities dealers, issuers and market operators such as the Hong Kong Exchanges and Clearing Ltd. As well as promoting the fairness, efficiency and competitiveness of the securities industry, we provide protection and education to public investors, minimize crime and reduce industry risks. We have been consistently rated the best securities regulator in Asia, and we now have opportunities for high-calibre individuals to join us.

Assistant Manager - Supervision of Markets (Ref.: SCMP/AM/SOM/160923)

Job level Entry
Education
Location Central
Employment type Full Time
Industry Financial Services
Job function Banking / Finance > Investment & Securities
Banking / Finance > Dealing / Trading
Accounting > Financial Analyst
Published On 23/09/2016

Employer Ref.: SCMP/AM/SOM/160923

This is an excellent opportunity for you to join our professional team which is responsible for the regulation and supervision of exchanges and clearing houses in relation to trading, clearing, and risk management, as well as engaging in regulatory policy formulation.

The key responsibility of this role is to assist the management of the Division to regulate and supervise operations of exchanges and clearing houses. You will also assist in conducting market monitoring, analysis and research.

To be successful for this role, you must have a university degree preferably in Accounting, Finance or Mathematics along with relevant experience in the securities or derivatives market. Experience in trading, clearing or risk management would be helpful. In addition, you should have good understanding of the regulatory framework of the securities and derivatives markets in Hong Kong. An excellent command of written and spoken Chinese and English is required.

Please quote the reference and apply by 7 October 2016 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager
Securities & Futures Commission
35/F, Cheung Kong Center
2 Queen’s Road Central, Hong Kong
(E-mail address : som_recruit@sfc.hk)

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.