Hong Kong Exchanges and Clearing Limited (HKEX) is a leading global operator of exchanges and clearing houses based in Hong Kong, Asia’s premier international financial centre, and one of the world’s largest exchange groups by market capitalisation. HKEX operates the securities and derivatives...

Hong Kong Exchanges and Clearing Limited (HKEX) is a leading global operator of exchanges and clearing houses based in Hong Kong, Asia’s premier international financial centre, and one of the world’s largest exchange groups by market capitalisation. HKEX operates the securities and derivatives markets and their related clearing houses and is the frontline regulator of listed companies in Hong Kong.  It also owns the London Metal Exchange (LME) in the UK, the world's premier base metals market.

Assistant Vice President - Listing (IPO Transactions)

Job level Middle
Work exp Minimum 7 Years
Education Bachelor Degree
Location Hong Kong
Employment type Full Time
Industry Financial Services
Job function Accounting > Corporate Finance
Banking / Finance > Corporate Finance
Banking / Finance > Legal / Compliance
Published On 18/10/2016
ref. IRC545

 

IPO Transactions of the Listing Department is responsible for processing applications for new equity listings including transactions by listed companies deemed to be new listings. In addition, it is also responsible for handling pre-IPO enquiries, assessing whether an applicant has met the basic listing requirements as set out in the Listing Rules and vetting prospectuses. The successful incumbent is expected to:



Job Responsibilities:

  • Perform the role of a team leader/member in processing IPO applications, pre-IPO enquiries and policies matters
  • Participate in IPO vetting and draft comment letters
  • Monitor progress of a portfolio of listing applications
  • Draft Department reports to Listing Committee
  • Provide support for ad hoc projects as required


Requirements:

  • Qualified lawyers/accountants with a minimum of 7 years working experience or university graduates of other relevant disciplines with at least 7 years working experience in law, accounting, corporate finance, investment banking or a related field
  • Good experience that demonstrates knowledge of the Listing Rules and knowledge of the securities industry and its practices including securities laws and accounting practices
  • Strong interpersonal and presentation skills with knowledge of investigative techniques and procedures
  • Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential


Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful.  Personal data provided will only be used for the purpose of employment application to HKEX.