Job No.: 493876 Employment Type: Full time Departments: Bank-wide Operation Department Job Functions: Compliance

Job No.: 493876
Employment Type: Full time
Departments: Bank-wide Operation Department
Job Functions: Compliance

Business Compliance Manager

Job level Middle
Work exp Minimum 4 Years
Education Bachelor Degree
Location Central
Employment type Full Time
Industry Banking
Job function Legal / Professional Services > Legal & Compliance
Banking / Finance > Others
Banking / Finance > Retail Banking / Branch Banking
Published On 09/11/2016
ref. 493876

Responsibilities:

  • Conduct regular operations compliance monitoring program on risky areas to ensure the business processes are in accordance with regulatory requirements and policies of the Bank
  • Provide a pro-active advisory and consultative service to the Business on compliance and regulatory issues
  • Analyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
  • Monitor the implementation of rectifications and enhancement measures in relation to operations compliance issues
  • Formulate, evaluate, and roll-out the adequacy of control procedures, make recommendations for improvement and constantly monitor high risk areas
  • Assist the business in drafting policies and procedures, and code control documents that meet local regulatory and Bank requirements.
  • Conduct training to staff for promoting compliance awareness

Requirements:

  • Degree or above with major in Banking, Accounting, Finance, Law, or related disciplines
  • At least 4 years solid experience in operational/compliance risk management experience or relevant experience in internal control or auditing
  • In-depth knowledge in various banking operations and Hong Kong regulatory requirements
  • Self-motivated, strong initiative, and attention to details
  • Effective time and project management skills
  • Good interpersonal, managerial, communication skills and cultural awareness
  • Good in both written and spoken Chinese and English

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidates. Interested parties, please submit your application online. For details, please visit our website “http://www.bochk.com”

Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.