South China Group is an integrated enterprise, with investments in a broad range of industries including financial services, property development and investment, information technology, agriculture and woods, trading and manufacturing, media publishing and travel in the local, mainland and foreign markets....

South China Group is an integrated enterprise, with investments in a broad range of industries including financial services, property development and investment, information technology, agriculture and woods, trading and manufacturing, media publishing and travel in the local, mainland and foreign markets. Including the holding company, the Group now possesses three corporations listed on the Hong Kong Stock Exchange. To cope with our rapid expansion, we are recruiting a Compliance Officer to support our growing businesses in Hong Kong and China.

Compliance Officer (Ref No. O-CMP)

Job level Entry
Work exp Minimum 2 Years
Education Diploma / Certificate
Location Chai Wan
Employment type Full Time
Benefits Insurance plan, Medical plan
Industry Financial Services
Job function Banking / Finance > Legal / Compliance
Legal / Professional Services > Business Consultancy
Legal / Professional Services > Others
Published On 18/11/2016

Responsibilities 

  • Assist in ensuring observance with applicable law, rules and codes including prompt filing of regulatory returns
  • Assist in ensuring all company policies are implemented and adhered to at all times
  • Monitor all daily dealing activities, all regulatory and legislative change
  • Update compliance knowledge/requirements to the relevant staff or departments
  • Conduct compliance audit tests
  • Handling licensing applications with regulators
  • Assist in managing all compliance and internal audit issues for the group

Requirements

  • University graduate or above in Law/Accountancy/Finance 
  • With 2 years relevant compliance and/or internal audit experience in securities/financial services industry
  • Sound knowledge of applicable law, rules and codes
  • Self motivated and result-oriented, able to work with all levels of people
  • Proficiency in written and spoken English and Chinese

Remunerations:

We offer an attractive remuneration package and excellent career development to the right individual. Interested parties please send your full resume with present and expected salary to Human Resources Department by clicking "APPLY NOW". Please also quote the employer reference no. in your application. 

Personal data collected is for recruitment purpose only.