WE are a professional executive recruitment firm on behalf of a prominent Chinese Investment Banking Group in Hong Kong to look for a Deputy Head of Legal and compliance (Executive Director Level) Executive Search . Taxation & Accounting Services

WE are a professional executive recruitment firm on behalf of a prominent Chinese Investment Banking Group in Hong Kong to look for a Deputy Head of Legal and compliance (Executive Director Level)


Executive Search . Taxation & Accounting Services 

Deputy Head of Legal and compliance (Executive Director Level)- Investment Banking (HKD1.6M+)

Job level Top
Work exp 10 Years To 15 Years or above
Education Bachelor Degree
Professional Qualification PCCL
Language Chinese - Cantonese, Chinese - Mandarin, English
Location Hong Kong Island
Employment type Full Time
Benefits 5-day week, Competitive pay, Dental plan, Discretionary bonus, Flexible working hours, General holidays, Housing allowance, Insurance plan, Maternity leave, Medical plan, Paternity leave
Industry Banking
Job function Banking / Finance > Corporate Finance
Banking / Finance > Capital Markets
Banking / Finance > Legal / Compliance
Published On 05/11/2016
Salary (HKD) Min. $130,000
ref. CWRB660

Job Description & Responsibilities: 

Oversee the management of department that includes the legal & compliance    

Develop and improve proper controls, policies and procedures to ensure the Company complies with internal and external legal and regulatory requirements   

Provide on-going advisory services to senior management and business units on issues regarding compliance with companies ordinance, SFC regulations and banking ordinance, etc.     

Provide leadership for Compliance staff who are to monitor and conduct regular compliance and risk reviews on business activities     

Investigate escalated compliance issues, draft and review legal agreements and product documents.    

Develop and deliver appropriate training to staff and promote compliance awareness within the Company    

Liaise with external vendors and regulatory bodies for enquiries, reporting, inspection or investigation



Requirements:
 

Degree holder in law or other related discipline    

Qualified lawyer with minimum 10 years or more relevant experience in legal or compliance function in financial service industry or regulatory body    

Well versed with the SFC regulations, banking ordinance, companies ordinance and other regulatory requirements   

Strong communication ability to interact well with management and business unit managers    

Self-motivated, highly independent with professional integrity    

Good command of written and spoken English and Chinese (Putonghua and Cantonese)

 #Candidate Referral Scheme Applied#

Generous Package is on OFFER!

Interested Party please send their updated CV in Word Format to roger@cityweb.com.hk for confidential discussion