WE are a professional executive search firm specialised in Banking and Finance, on behalf of a Swiss private banking group with excellent credit rating and worlwide relationship networks to look for a Head of KYC reporting directly to the Head of Compliance in Hong Kong to meet their aggressive expansion...

WE are a professional executive search firm specialised in Banking and Finance, on behalf of a Swiss private banking group with excellent credit rating and worlwide relationship networks to look for a Head of KYC reporting directly to the Head of Compliance in Hong Kong to meet their aggressive expansion programme in the Asia Pacific Region.

 Executive Search . Taxation. Accounting Services 

Head of KYC for a Private Bank in Hong Kong (HK1M+Bonus)

Job level Senior
Work exp Minimum 8 Years
Education Bachelor Degree
Language Chinese - Cantonese, Chinese - Mandarin, English
Location Hong Kong
Employment type Full Time
Benefits 5-day week, Competitive pay, Discretionary bonus, General holidays, Insurance plan, Maternity leave, Medical plan, Paternity leave, Year-end bonus, Dental plan
Industry Banking
Job function Banking / Finance > Legal / Compliance
Banking / Finance > Private Banking / Wealth Management
Published On 19/11/2016
Salary (HKD) Min. $75,000
ref. CWRB650

Primary Functions:

Prepare and evaluate KYC compliance related activity reports and perform review where necessary;

  • Assist in the regulatory enquiries, self-assessment/questionnaire and inspection as necessary;
  • Perform KYC compliance activities such as supporting compliance investigation and compliance risk assessments;
  • Review and analysis of client complaints;
  • Identify and control AML risk, implementing monitoring measures where required;
  • Assisting in the implementation of HKD regulatory requirements on KYC
  • Assist in the compliance training;
  • Responding to ad hoc compliance incidents.

 

Requirement:

 

  1. Degree holder in Accounting or related discipline;
  2. Possessed 10 years private banking working experience in a similar compliance position; prior experience with the HKMA or SFC is an advantage;
  3. Ability to develop knowledge and understanding of KYC compliance and risk management matters relating to private  banking business;
  4. Demonstrated the ability to acquire skills needed to perform KYC compliance roles such as independent engagement with ethical concerns;
  5. Ale to understand compliance enquiries and problems;
  6. Possess good discretion in highly confidential information;
  7. Knowledge of software packages (e.g. MS Office);
  8. Good communication and interpersonal skills;
  9. Fluency in English, Cantonese and Mandarin.

 

# Candidate Referral Scheme Applied#

Interested Party please kindly send their CV in MS Word Format to us at hr@cityweb.com.hk