The Securities and Futures Commission (SFC) is an independent statutory body set up to regulate the securities and futures markets in Hong Kong. It derives a broad range of investigative, remedial and disciplinary powers from the Securities and Futures Ordinance and a subsidiary legislation. The SFC...

The Securities and Futures Commission (SFC) is an independent statutory body set up to regulate the securities and futures markets in Hong Kong. It derives a broad range of investigative, remedial and disciplinary powers from the Securities and Futures Ordinance and a subsidiary legislation. The SFC works to ensure orderly securities and futures market operations, to protect investors and help promote Hong Kong as an international financial centre and a key financial market in China.

Manager - Corporate Finance (Dual Filing Team) (Ref.: SCMP/MGR/CF/DF/161007)

Job level Senior
Education Bachelor Degree
Location Hong Kong
Employment type Full Time
Industry Financial Services
Job function Banking / Finance > Corporate Finance
Banking / Finance > Legal / Compliance
Legal / Professional Services > Lawyer / Legal Services
Published On 07/10/2016

 

Employer Ref.: SCMP/MGR/CF/DF/161007

 

The key priority of this role is to contribute to the Commission’s work of regulating new listings and listed companies and enhancing the continuing development of a high quality corporate finance/listed company market in Hong Kong. The role will involve reviewing draft prospectuses and checking for compliance with the legal and regulatory requirements and ensuring that the prospectus provides investors with the information they need. This requires the ability to quickly understand the business of the applicant, assess the comprehensibility of the prospectus and how consistent it is with all other available information sought and obtained from a wide variety of sources.

To qualify for this role, you should be a solicitor or professional accountant with at least 3 years post-qualification experience. You must have proven knowledge of corporate and securities practice in Hong Kong or overseas. Familiarity with Listing Rules and IPO exposure will be a definite advantage. You should be able to analyze complex issues and support research into policy initiatives. You must have excellent interpersonal, presentation, and communication skills with good team spirit and a strong sense of responsibility and impeccable integrity. An excellent command of spoken and written English and Chinese is required, with proficiency in Putonghua an advantage.

Please quote the reference and apply by 21 October 2016 with details of qualifications, previous experience, current and expected salary to:

 

Recruitment Manager

Securities & Futures Commission

35/F, Cheung Kong Center

2 Queen’s Road Central, Hong Kong

(E-mail address : cf_recruit@sfc.hk)

 

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.