The Securities and Futures Commission (SFC) is an independent statutory body set up to regulate the securities and futures markets in Hong Kong. It derives a broad range of investigative, remedial and disciplinary powers from the Securities and Futures Ordinance and a subsidiary legislation. The SFC works to ensure orderly securities and futures market operations, to protect investors and help promote Hong Kong as an international financial centre and a key financial market in China.
Manager - Corporate Finance (Dual Filing Team) (Ref.: SCMP/MGR/CF/DF/161007)
Employer Ref.: SCMP/MGR/CF/DF/161007
The key priority of this role is to contribute to the Commission’s work of regulating new listings and listed companies and enhancing the continuing development of a high quality corporate finance/listed company market in Hong Kong. The role will involve reviewing draft prospectuses and checking for compliance with the legal and regulatory requirements and ensuring that the prospectus provides investors with the information they need. This requires the ability to quickly understand the business of the applicant, assess the comprehensibility of the prospectus and how consistent it is with all other available information sought and obtained from a wide variety of sources.
To qualify for this role, you should be a solicitor or professional accountant with at least 3 years post-qualification experience. You must have proven knowledge of corporate and securities practice in Hong Kong or overseas. Familiarity with Listing Rules and IPO exposure will be a definite advantage. You should be able to analyze complex issues and support research into policy initiatives. You must have excellent interpersonal, presentation, and communication skills with good team spirit and a strong sense of responsibility and impeccable integrity. An excellent command of spoken and written English and Chinese is required, with proficiency in Putonghua an advantage.