A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering...

A Career with Hang Seng Bank

Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.

Regulatory Compliance Retail Banking & Wealth Management Manager (RC RBWM Manager) (1 year contract)

Job level Middle
Work exp Minimum 5 Years
Education Bachelor Degree
Location Hong Kong
Employment type Full Time
Industry Banking
Job function Legal / Professional Services > Legal & Compliance
Published On 29/09/2016

 Regulatory Compliance Department 

Hang Seng's Risk and Compliance ("RKM") strives to maintain a well-balanced risk profile for the Bank while enabling businesses to thrive. Our team actively manages a varied and dynamic range of risk types. We are dedicated to collaborate with businesses, other functional units and regulatory bodies to develop and implement robust and customized risk management frameworks and measures to maintain the strong market position of the Bank.  

Regulatory Compliance - providing proactive assistance in identifying, assessing and containing Compliance Risk; fostering a compliance culture; optimising relations with regulators; and preserving the Bank's reputation in the marketplace by ensuring that our policies comply with the spirit and letter of the laws and regulations wherever we do business.   

We are currently seeking a high caliber professional to join our department as Regulatory Compliance Retail Banking & Wealth Management Manager (RC RBWM Manager) (1 year contract). 

Principal responsibilities 

  • Provide regulatory compliance advice and support to a specialized project under Retail Banking & Wealth Management to ensure full compliance with regulatory requirements
  • Review policies, procedures, materials and product proposals, as well as business initiatives

Requirements 

  • Bachelor Degree with major in Law or Accounting
  • Minimum of 5 years’ experience in compliance, audit or related field, with hands on exposure to retail banking and wealth management services
  • Good knowledge of rules, regulations and related statutory requirements from Hong Kong Monetary Authority, Securities and Futures Commission and other regulatory bodies
  • Strong self-motivation, with good communication, interpersonal, analytical and presentation skills
  • High proficiency in both English and Chinese
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes 

To apply, please read carefully the ‘ Note on Collection of Personal Data and Information available in the careers page of our Hang Seng website : www.hangseng.com and send your resume via e-mail : recruit15@hangseng.com for our processing. You can also visit our website for further details about career opportunities with the Bank. Applicants who are not contacted within one month may consider their applications unsuccessful.

All information provided by applicants will be used only for recruitment purposes and will be used strictly in accordance with the Bank's personal data policies, a copy of which may be obtained by the applicant upon request. Unless otherwise instructed in writing by the applicant concerned, applicants may be considered for other suitable positions within the Bank and its related companies. The personal data of unsuccessful job applicants may be retained for a maximum of two years from the date when the job application is rejected and such data may be retained for a longer period if there is a subsisting reason that obliges the Bank to do so, after which the personal data will be destroyed.