HK Noble Sky Treasure Securities Limited (HKNST) is developing its securities business in Hong Kong. Through a fast developing securities infrastructure, complemented by a top and leading management team, we offer a comprehensive range of premier financial products and value-added services to our clients...

HK Noble Sky Treasure Securities Limited (HKNST) is developing its securities business in Hong Kong. Through a fast developing securities infrastructure, complemented by a top and leading management team, we offer a comprehensive range of premier financial products and value-added services to our clients to achieve the highest risk-adjusted returns in this fast changing investment environment. In view of the vast expansion of our business, we are searching the following high calibre talent to join us:

Responsible Officer 證券行負責人員 (RA2)

Job level Middle
Work exp Minimum 3 Years
Education Bachelor Degree
Language English
Location Kwun Tong
Employment type Full Time
Benefits 5-day week
Industry Financial Services
Job function Banking / Finance > Dealing / Trading
Published On 17/11/2016

Major Responsibilities:


•Responsible for overseeing the overall operations
•Familiar with statutory and regulatory requirements
•Supervise the regulated activities as defined under SFO

Requirements:


•Must be qualified to be licensed with the SFC as a Responsible Officer of RA 2
•Minimum 3 years' relevant experience in Securities firm
•Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
•Knowledge of the overall operations function is preferred
•Proficiency in both spoken and written English and Chinese
•Strong leadership and interpersonal skills

 

We provide competitive remuneration package, business exposure and career development opportunities. Please email detailed resume with salary history and expected remuneration to edmond@hknstsec.com or send to Flat E 28/F Legend Tower, 7 Shing Yip Street, Kwun Tong, Kowloon