Fubon Bank, an identity that reflects the commitment of providing customers with Value Banking Service - "Get More than You Expect" , is also a leading distributor of investment solutions and services, supported by a broad range of products, a talented and dynamic team. In line with our business expansion,...

Fubon Bank, an identity that reflects the commitment of providing customers with Value Banking Service - "Get More than You Expect" , is also a leading distributor of investment solutions and services, supported by a broad range of products, a talented and dynamic team.

In line with our business expansion, we are inviting committed professionals to join our team. If you have the passion and belief that you can grow with our business, and contribute to our success, capitalize on this career opportunity.

Responsible Officer of Investment Management, Financial Markets

Job level Entry
Work exp Minimum 2 Years
Education Bachelor Degree
Location Central
Employment type
Industry Banking
Job function Banking / Finance > Risk Management
Banking / Finance > Operations
Banking / Finance > Others
Published On 07/10/2016
ref. CF161007ROIMFM

Responsibilities:

 

  • Supervise Type 1, 4 & 9 regulated activities as defined under Securities & Futures Ordinance (SFO)
  • Overlook the settlement and operation of all related regulated activities
  • Provide assistance in communicating with SFC, HKEX, and other relevant regulators with Company’s Legal and Compliance Department
  • Maintain proper documentation of all operations, procedures, and risk control policies
  • Perform other duties as assigned

 

Requirements:  

  • Degree in Accounting, Business Administration, Economics, Finance and Law
  • At least 2 years of management experience
  • Current holder of SFC Responsible Officer license Type 9
  • Good command of written and spoken English and Chinese
  • Self-motivated, excellent interpersonal and problem solving skills

 

Please send your application DIRECTLY to Fubon Bank (Hong Kong) Limited, Human Resources Division via email: with full resume indicating current and expected salary and quoting the above reference no.fubonbankhr.fbhk@fubon.com

For other vacancies, please visit our website: www.fubonbank.com.hk

*All personal data provided by job applicants will be used for recruitment purposes only in accordance with the Bank’s Personal Data Information Collection Statement, a copy of which is available on our website: http://www.fubonbank.com.hk/web/html/sh_careers_e.html