website: www.recruitpro662.com Starting from 2009, RecruitPRO Consultancy Hong Kong Limited is a Hong Kong based recruitment consultancy and executive search firm serving clients range from Fortune 500 companies, multinational corporations and listed companies in Hong Kong and mainland China. The key...

website: www.recruitpro662.com

 

Starting from 2009, RecruitPRO Consultancy Hong Kong Limited is a Hong Kong based recruitment consultancy and executive search firm serving clients range from Fortune 500 companies, multinational corporations and listed companies in Hong Kong and mainland China.

 

The key to the success of any business is people. At RecruitPRO, our goal is to provide the right talents to meet for your business growth. Whether you are a candidate looking for a career opportunity or an employer looking to staff an important position, RecruitPRO is the solution for you.

 

Employer enquiry hotline: 852 2388 7911

For Employer enquiry use only: enquiry@recruitpro662.com

Responsible Officer (SFC - Type 1, 4 and/or 9)

Job level Senior
Education Bachelor Degree
Professional Qualification SFC Type 1 RO, SFC RO Type 1 and 4, SFC RO, SFC Licensed Representative – Type 4,5 & 9, SFC License - Type 1, 4, 6, 9
Language English, Chinese - Cantonese, Chinese - Mandarin
Location Hong Kong
Employment type
Industry Banking
Job function Banking / Finance > Investment & Securities
Banking / Finance > Legal / Compliance
Banking / Finance > Private Banking / Wealth Management
Published On 29/11/2016

Duties:

  • Act as Responsible Officer to supervise SFC Type 1, 4 and/or 9 regulated activities  
  • Supervise and manage daily operations
  • Assist in writing, reviewing and maintaining proper documentation of all operations, policies and procedures
  • Comply with all applicable laws, rules and regulations and standard of good market practices
  • Provide assistance in communications with SFC and other regulators
  • Perform other duties as assigned

 

Requirements:

  • Degree or above
  • 5 years or above solid related working experience in securities firms
  • Current holder of SFC Type 1, 4 and/or 9
  • Good at both spoken and written of English & Chinese (Mandarin)

Job Seekers: Please kindly send your CV in WORD format ONLY with CURRENT and EXPECTED salary and AVAILABILITY to smartapply@recruitpro662.com