We are a subsidiary of a PRC-listed industrial company. Our wholly-owned subsidiary has been a SFC Type 1 licensee since 2004. It is small, but well-capitalized and looking to grow in the bond underwriting business.
Responsible Officer - Type 1 with Debt Capital Markets Experience
|Work exp||6 Years To 15 Years or above|
|Professional Qualification||Type 1 RO|
|Skill||Bond Underwriting, DCM, Debt Capital Markets, Bond|
|Language||English, Chinese - Cantonese, Chinese - Mandarin|
|Employment type||Full Time|
Banking / Finance > Capital Markets
Banking / Finance > Corporate Finance
Banking / Finance > Debt / Fixed Income
|Salary (HKD)||$50,000 - $167,000|
Duties: You will build and lead a team of financial professionals to execute on a flow of bond underwriting deals generated by our origination team. As a RO, you will also share responsibility over our small brokerage operation. This position is based in Hong Kong with occassional travel to the Mainland.
Qualifications: You should possess at least 6 years experience in a Type 1 licensee, of which at least 3 years must be in a management role. You should already be a Type 1 RO or qualified to become one. You have in-depth knowledge of the entire process of bond underwriting for PRC-based issuers and have a demonstrated track record of solid execution. Strong knowledge of the regulatory framework for bond issuance in both the Mainland and Hong Kong is a must. Ability to originate deals is not a requirement. Type 4, 6, 9 RO status would be a definite asset but is not a must.
Salary: Annual compensation from HK$600,000 to $2,000,000, commensurate with experience. A seasoned pro and rainmaker, also with Type 4, 6 or 9 RO status, will command the top end of the salary range and may be offered a more senior role within our organization.