Job No.: 492297
Employment Type:
Full time
Private Banking
Job Functions:
Bank Operations, Risk Management, Compliance

Senior Business Compliance & Risk Control Manager (Platform Manager)


  • Develop and maintain Private Banking business platform operations and processes for operation efficiency through continuous work improvement and risk mitigation
  • Ensure policies & procedures are implemented in practical and effective way; put adequate controls in place to mitigate the potential risks on sales platform, and are compliant to the Group's policies / guidelines and regulatory requirements
  • Assist RM head to do first line sales and trade approval to ensure operation in compliance
  • Manage and coach RM in reinforcing the standard of risk & control across platform


  • Degree Holder in Business or related disciplines
  • Preferable 5 years of experience in private banking business, with exposure to platform risk management
  • Familiar with local private banking regulatory requirements
  • Proactive, self-motivated, and able to work under pressure
  • Good analytical, communication and interpersonal skills
  • Good command of written and spoken English and Chinese (including Putonghua)

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidates. Interested parties, please submit your application online. For details, please visit our website “” 

Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.

Job level Middle
Work exp 5 Years
Education Bachelor Degree
Industry Banking
Job function Banking / Finance (Asset Management)
Banking / Finance (Private Banking / Wealth Management)
Banking / Finance (Risk Management)
Location Central
Employment type Full Time
Published On 11/10/2016