Fubon Bank, an identity that reflects the commitment of providing customers with Value Banking Service - "Get More than You Expect" , is also a leading distributor of investment solutions and services, supported by a broad range of products, a talented and dynamic team. In line with our business expansion,...

Fubon Bank, an identity that reflects the commitment of providing customers with Value Banking Service - "Get More than You Expect" , is also a leading distributor of investment solutions and services, supported by a broad range of products, a talented and dynamic team.

In line with our business expansion, we are inviting committed professionals to join our team. If you have the passion and belief that you can grow with our business, and contribute to our success, capitalize on this career opportunity.

Senior Compliance Manager, Anti-Money Laundering, Compliance & AML

Job level Middle
Work exp Minimum 5 Years
Education Bachelor Degree
Location Central
Employment type
Industry Banking
Job function Banking / Finance > Others
Legal / Professional Services > Legal & Compliance
Published On 07/10/2016
ref. CF161007SCMAML

Responsibilities:

 

  • Assist on AML, counter-terrorist financing (CTF) matters arising from day-to-day operations
  • Investigate suspicious transactions reported by frontline staff or identified from the course of review of AML exception reports
  • Report suspicious cases to the law enforcement agencies and / or regulators
  • Conduct and manage regular review and AML exception / MIS transaction monitoring reports and analysis transaction activity
  • Perform AML risk assessmenton on business relationship whenever requires
  • Maintain the AML Watch List and MIS on an ongoing basis
  • Handle enquiries from law enforcement agents and HKMA in relation to AML and CTF matters
  • Review and prepare recommendations for Head of AML Department's approval on expectional transactions
  • Prepare answers to AML Questionnaire and USA Patriot Act Certification requested by the Bank’s correspondent counterparties
  • Assist in developing system related to AML compliance projects and other ad hoc projects
  • Assist in maintaining the system developed in above and responsible for the administration work arisen from the systems
  • Provide training and education to staff on AML and CFT matters
  • Handling tasks assigned by Head of AML Department

 

Requirements:

 

  • Degree holder preferably in Law. Accounting, Finance or other related discipline
  • At least 5 years’ experience in AML / CFT compliance and KYC knowledge
  • General knowledge of the local AML and CFT rules and regulations
  • General analytical, interpersonal and communications skills
  • Motivated, dynamic, problem-solving and details oriented
  • A strong sense of responsibility and impeccable integrity
  • Good command of written and spoken English and Chinese
  • Proficiency in using MS word 

 

Please send your application DIRECTLY to Fubon Bank (Hong Kong) Limited, Human Resources Division via email: fubonbankhr.fbhk@fubon.com with full resume indicating current and expected salary and quoting the above reference no.

For other vacancies, please visit our website: www.fubonbank.com.hk

*All personal data provided by job applicants will be used for recruitment purposes only in accordance with the Bank’s Personal Data Information Collection Statement, a copy of which is available on our website: http://www.fubonbank.com.hk/web/html/sh_careers_e.html