Fubon Bank, an identity that reflects the commitment of providing customers with Value Banking Service - "Get More than You Expect" , is also a leading distributor of investment solutions and services, supported by a broad range of products, a talented and dynamic team. In line with our business expansion,...

Fubon Bank, an identity that reflects the commitment of providing customers with Value Banking Service - "Get More than You Expect" , is also a leading distributor of investment solutions and services, supported by a broad range of products, a talented and dynamic team.

In line with our business expansion, we are inviting committed professionals to join our team. If you have the passion and belief that you can grow with our business, and contribute to our success, capitalize on this career opportunity.

Senior Compliance Manager, General Banking Advisory Team, Compliance & AML

Job level Middle
Work exp Minimum 5 Years
Education Bachelor Degree
Location Central
Employment type Permanent
Industry Banking
Job function Banking / Finance > Others
Legal / Professional Services > Legal & Compliance
Published On 09/11/2016
ref. CF161109SCMAML

 

Responsibilities:  

 

  • Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new Bank’s business & operations
  • Coordinate, undertake and advise business and support units in relation to ad-hoc compliance projects
  • Track and monitor the Bank’s progress in complying with new and change of regulatory requirements and recommendations of regulators
  • identify and assess compliance risks of the Bank and provide recommendations to business and support units for compliance control improvement
  • Coordinate and advise business and support units when responding to compliance related enquires, queries and / or surveys raised / initiated by regulators and industry associations & handle enquiries from regulators
  • Keep abreat of the lastest development of applicable regulatory rules, requirements and environment of the banking industry
  • Cultivate compliance culture and raise compliance awareness among staff by providing relevant information, publications and training on compliance matters
  • Assist in the regular management reporting
  • Take up ad-hoc compliance related projects as designated by management from time to time

 

 

Requirements:   

 

  • Degree holder in Law, Accouting, Finance or related disciplines
  • Minimum 5 years general audit / compliance experience in banking industry
  • Good knowledge in banking laws, Securities and Futures Ordinance, operations, products and services
  • Self-motivated, independent, pleasant personality with good communication skills and able to communicate effectively at all levels
  • Proficiency in using MS Word, MS Excel and MS PowerPoint

 

 

Please send your application DIRECTLY to Fubon Bank (Hong Kong) Limited, Human Resources Division via email: with full resume indicating current and expected salary and quoting the above reference no.fubonbankhr.fbhk@fubon.com

For other vacancies, please visit our website: www.fubonbank.com.hk

*All personal data provided by job applicants will be used for recruitment purposes only in accordance with the Bank’s Personal Data Information Collection Statement, a copy of which is available on our website: http://www.fubonbank.com.hk/web/html/sh_careers_e.html