About Bank Street and Sloane Manhattan Manpower International Sloane Manhattan® Manpower International is a leading International Manpower and Education Group offering Total Manpower Solutions and International Educational Solutions. Our clients include Top Fortune 500 and Top China 500 with broad-based...

About Bank Street and Sloane Manhattan Manpower International 

Sloane Manhattan® Manpower International is a leading International Manpower and Education Group offering Total Manpower Solutions and International Educational Solutions. Our clients include Top Fortune 500 and Top China 500 with broad-based multinational firms and Chinese conglomerates.  Bank Street® is a financial and consumer recruitment brand operated by Sloane Manhattan.

Bank Street by Sloane Manhattan provides recruitment services for clients in banking, finance, securities, funds, consumers, property and general industries.  Besides, the Group provides services cover:  financial executive recruitment, general industries executive search, HR consultancy, payroll outsourcing, BPO, educational management, educational career management, international education and Birkman Personality Assessment.  For details, please refer to www.sloaneasia.com and www.bankstreet-hk.com.

Senior Compliance Manager, Private Banking, 1316

Job level Senior
Work exp Minimum 10 Years
Education Bachelor Degree
Language Chinese - Mandarin, English, Chinese - Cantonese
Location Hong Kong
Employment type Permanent
Benefits Competitive pay
Industry HR / Recruitment Services
Job function Banking / Finance > Private Banking / Wealth Management
Banking / Finance > Risk Management
Legal / Professional Services > Legal & Compliance
Published On 10/11/2016
ref. CP_Compliance_1316

Hong Kong Based * Permanent * Sizeable Banking Corporation

About Our Client

Our client is one of the leading fast growing banking corporations with strong presence in Hong Kong and China. Owing to rapid growth and expansion, they are seeking high caliber candidate to join them.

Job Description

  • Provide advices on all related compliance requirements, particularly the areas of KYC and suitability
  • Review compliance policies & procedures and sales process, new product proposals, product term sheets/marketing materials for investment products, insurance products and respective AUM pledged credit facilities, as well as sales process, system requirements and related sales workflow prepared by business units to ensure the compliance with HKMA/SFC regulatory requirements
  • Perform regular and timely compliance review
  • Liaise with regulatory authorities and follow up with the investigation cases
  • Provide staff training on compliance

Job Requirement

  • University degree or above
  • Sound knowledge of the local regulatory rules and requirements in Private Banking
  • Minimum 10 years’ solid experiences in the areas of compliance and regulatory requirements in Private Banking
  • Self-motivated, able to work under pressure as a self-starter
  • Able to work independently with excellent communication skills
  • Proficiency in English, Cantonese and Mandarin

What’s On Offer

Excellent and competitive package.

Apply For The Job

For interest parties, please send your application through system, attaching your updated C.V. in WORD format indicating your present and expected salary and quoting Ref: CP_Compliance_1316.  Only short-listed candidates will be notified.

(Personal data collected will be used for recruitment-related purposes only.)