Senior Manager Investment and Insurance Compliance Regional - Corporate Banking

Job level Senior
Education
Location Hong Kong
Employment type Full Time
Industry Banking
Job function Banking / Finance > Corporate Finance
Banking / Finance > Others
Published On 25/11/2016
ref. 00008EEW

Some careers shine brighter than others

If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. 

Corporate Banking provides international financial services solutions that support businesses ranging from large corporates to mid-market enterprises in a variety of industry sectors all over the world. Leveraging the strength, scope and expertise of our global product network, Corporate Banking is positioned as an essential partner to large and mid-market enterprises seeking to maximise their potential internationally, offering streamlined business access to HSBC’s international network and broad range of market leading banking products and services. 

We are currently seeking a high caliber professional to join our team as Senior Manager Investment and Insurance Compliance Regional. 

In this role, you will

  • Proactively review and interpret draft and current regulations to ensure Commercial Banking maintains a compliant Insurance and Investment business
  • Identify when change is needed to Commercial Banking’s prevailing policy and procedures and coordinating functions to implement amendments or to introduce new procedures as required
  • Review and comment on draft regulations as invited, maintain a thorough understanding of current regulations and clearly communicate requirements to Commercial Banking’s stakeholders
  • Manage and maintain Commercial Banking’s Insurance and Investment Compliance Guidelines by completing a full review by coordinating input from key parties
  • Develop Insurance and Investment compliance training and briefing materials and arranging delivery to both new joiners and existing staff
  • Proactively reach out to improve awareness and understanding of compliance requirements especially in the Commercial Banking frontline and business management.
  • Support the development of appropriate compliance standards across other Asia Pacific Commercial Banking businesses 

To be successful in this role, you should meet the following requirements

  • Working experience within an investment and insurance compliance or control role.
  • Investment and Insurance industry qualifications are preferred
  • Must possess good oral and written communication skills which will allow them to liaise with senior staff
  • Strong managerial, communications, analytical, organisational and decision making skills.  

For further details and application information please visit our career site, search under reference number 00008EEW

You’ll achieve more when you join HSBC.

www.hsbc.com/careers

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Issued by The Hongkong and Shanghai Banking Corporation Limited