" Your Requirements, Our Actions ! " Since 1998, we have been engaged in placing Managerial and Functional positions for local and multinational companies in ICT, Finance, Logistics, Manufacturing and Trading industries. ---------------------- M I S S I O N Professionally match the requirements and aspirations...

 " Your Requirements, Our Actions ! "

 Since 1998, we have been engaged in placing Managerial and Functional positions for local and multinational companies in ICT, Finance, Logistics, Manufacturing and Trading industries.

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M I S S I O N

Professionally match the requirements and aspirations of our clients and candidates to their mutual benefits and satisfaction through our unwavering service.

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For enquiries, please call +852 2375-1000 or send email to info@aomegajobs.com

www.aomegajobs.com

Vice President, Compliance ( Capital Market )

Job level Senior
Work exp 5 Years To 8 Years
Education Bachelor Degree
Professional Qualification Bachelor of Law
Language Chinese - Mandarin, English
Location Hong Kong Island
Employment type Permanent
Benefits 5-day week, Discretionary bonus, MPF, Medical plan
Industry Financial Services
Job function Legal / Professional Services > Legal & Compliance
Published On 21/09/2016
ref. COMPVP-vh-SC921

Our client, a leading securities companies in China, is well-known for providing total quality corporate finance, asset management and brokerage service to global and local institutional and corporate clients.  To cope with their long-term development, they are currently inviting a high-calibre to join their Hong Kong office.

Job Requirements & Responsibilities :

  • Handle compliance-related matters for Global Capital Market ( Equity & Debt ) team;
  • Provide compliance advice & conduct regular review & surveillance exercises;
  • Maintain & review internal policies, procedures & guidelines for GCM team to ensure compliance with the relevant regulatory requirements;
  • Work with group legal & compliance teams when necessary;
  • Degree holder or above in Law/ Accounting or related disciplines;
  • At least 5 years’ relevant legal, compliance or regulatory experience;
  • Solid knowledge of execution flow of equity & debt capital market transaction & related regulations;
  • Detail-oriented, self-initiative & responsible;
  • Good command of written and spoken English & Chinese, fluency in Putonghua is required.

Please apply with ( preferably in Word format ), quoting job reference [ COMVP-vh-SC921 ] with present & expected remuneration, to Ms Hung by Email: exe@aomegajobs.com.  For more information, please visit www.aomegajobs.com.

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If you are looking for other career aspirations, you may email at: info@aomegajobs.com. In accordance with your specified requirements, our consulting managers will contact you in due course.

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