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Since 1998, we have been engaged in placing Managerial and Functional positions for local and multinational companies in ICT, Finance, Logistics, Manufacturing and Trading industries.
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Vice President - Global Capital Markets Compliance ( 6-10 months bonus ) )
|Work exp||5 Years To 7 Years|
|Professional Qualification||Legal, Law|
|Language||Chinese - Mandarin, English|
|Benefits||5-day week, Discretionary bonus, Insurance plan, MPF|
Legal / Professional Services > Legal & Compliance
Our client is one of the leading securities companies in China. They are well known for providing total quality corporate finance, asset management and brokerage service to global and local institutional and corporate clients. To cope with their long-term development , they are currently inviting high-calibre to join their Hong Kong office
Job Requirements & Responsibilities
- Handle compliance realted matters for Global Capital Markerts (Equity and Debt) team ;
- Provide compliance advice and conduct regular review and surveillance exercises;
- Maintain and review internatl policies, procedures and guidelines for GCM team to ensure compliance with the relevant regulatory requiremetns;
- Work with group legal anc ompliance teams when necessary;
- Degree holder or above in Law/Accounting or related disciplines;
Min. 5 years' relevant legal, compliance or regutory experience;
- Solid knowledge of execution flow of equity and debt capital markets transaction and reglated regulations;
- Detail-oriented, self-initiative and repsonsible ;
- Good command of written and spoken English and Chinese, fluency in Putonghua is required.