" Your Requirements, Our Actions ! " Since 1998, we have been engaged in placing Managerial and Functional positions for local and multinational companies in ICT, Finance, Logistics, Manufacturing and Trading industries. ---------------------- M I S S I O N Professionally match the requirements and aspirations...

" Your Requirements, Our Actions ! "

Since 1998, we have been engaged in placing Managerial and Functional positions for local and multinational companies in ICT, Finance, Logistics, Manufacturing and Trading industries.

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M I S S I O N

 Professionally match the requirements and aspirations of our clients and candidates to their mutual benefits and satisfaction through our unwavering service.

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For enquiries, please call +852 2375-1000 or send email to info@aomegajobs.com

www.aomegajobs.com

Vice President - Global Capital Markets Compliance ( 6-10 months bonus ) )

Job level Senior
Work exp 5 Years To 7 Years
Education Bachelor Degree
Professional Qualification Legal, Law
Language Chinese - Mandarin, English
Location Central
Employment type Permanent
Benefits 5-day week, Discretionary bonus, Insurance plan, MPF
Industry Financial Services
Job function Legal / Professional Services > Legal & Compliance
Published On 14/11/2016
ref. VPCOM-vh-sc1114

Our client is one of the leading securities companies in China. They are well known for providing total quality corporate finance, asset management and brokerage service to global and local institutional and corporate clients. To cope with their long-term development , they are currently inviting high-calibre to join their Hong Kong office

 

 

Job Requirements & Responsibilities

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- Handle compliance realted matters for Global Capital    Markerts (Equity and Debt) team ;

- Provide compliance advice and conduct regular review and surveillance exercises;

- Maintain and review internatl policies, procedures and guidelines for GCM team to ensure compliance with the relevant regulatory requiremetns;

- Work with group legal anc ompliance teams when necessary;

- Degree holder or above in Law/Accounting or related disciplines;

Min. 5 years' relevant legal, compliance or regutory experience;

- Solid knowledge of execution flow of equity and debt capital markets transaction and reglated regulations;

- Detail-oriented, self-initiative and repsonsible ;

- Good command of written and spoken English and Chinese, fluency in Putonghua is required.

 

 

 

Please apply ( preferably in Word format ) with present and expected salaries, quoting job reference ( VPCOM-vh-SC1114 ) to Ms. Vida Hung by email : exe@aomegajobs.com.  For more information, please visit www.aomegajobs.com.

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