A Career with Hang Seng BankHang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering...

A Career with Hang Seng Bank

Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.

Assistant Investment Sales Quality Assurance and Business Management Manager

Job level Middle
Work exp 5 Years To 15 Years or above
Education Bachelor Degree
Location
Within Hong Kong
Employment type Full Time
Industry Banking
Job function Banking / Finance > Corporate Banking
Banking / Finance > Risk Management
Banking / Finance > Others
Published On 21/08/2019

Commercial Banking - Corporate Wealth and Sales Management

Hang Seng’s Commercial Banking business provides customized one-stop financial solutions to our corporate customers, from prime small and medium-sized businesses to publicly listed companies.

For customers conducting business locally or around the world, we offer a comprehensive range of services including corporate lending, trade and receivables finance, structured loan, cash management, investment, treasury services, insurance and e-Banking services. As a reliable financial partner, we attend to the specific business needs of our customers and provide efficient tailor-made banking solutions through our relationship managers and dedicated specialists.

We are currently seeking a high caliber professional to join our department as Assistant Investment Sales Quality Assurance and Business Management Manager.

 

Principal responsibilities

  • Support transaction quality check for investment sales within commercial banking (e.g. quality check on investment suitability assessment, large amount transaction checking).
  • Support the preparation of Management Information reports
  • Provide quality and efficient account servicing  and business administration support to the department
  • Ensure all control measure are undertaken to minimize the risk exposure
  • Provide IT support for both front-office and middle-office staff (e.g. System administration : PBWM, UOE, HWS, Bloomberg, Reuters)
  • Engage in projects in different areas, i.e. IT project, product/service development, compliance (e.g. Assist to conduct product due diligence to ensure end-to-end compliance selling and operations of investment products)

 

Requirements

  • University degree in Business Administration, Finance or related disciplines
  • Passes in HKSI Licensing Examination for HKMA RI Type 1, 4, 7 registration
  • Possesses 5 years of relevant work and project management experience
  • Strong self-motivation, sound organization, good communication and interpersonal skills
  • Proficiency in both English and Chinese, fluency in Putonghua is an advantage
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes

All information provided by applicants will be used only for recruitment purposes and will be used strictly in accordance with the Bank's personal data policies, a copy of which may be obtained by the applicant upon request. Unless otherwise instructed in writing by the applicant concerned, applicants may be considered for other suitable positions within the Bank and its related companies. The personal data of unsuccessful job applicants may be retained for a maximum of two years from the date when the job application is rejected and such data may be retained for a longer period if there is a subsisting reason that obliges the Bank to do so, after which the personal data will be destroyed.