Assistant Manager / Manager - Operations/Settlement

Job level Middle
Work exp Minimum 3 Years
Education Diploma / Certificate
Within Hong Kong
Employment type
Industry Financial Services / Investment / Securities
Job function Banking / Finance > General / Operations
Banking / Finance > Investment & Securities
Banking / Finance > Risk Management
Published On 16/07/2018
ref. A-56229AC

A prestigious local brokerage firm is currently seeking a candidate for the following position:


Assistant Manager / Manager - Operations/Settlement



  • Responsible for the execution of the day-to-day settlement activities for local and global equities
  • Perform client deposit/withdrawal, corporate actions, daily reconciliation & daily settlement
  • Ensure all trade processing and clearing activities are accurate
  • Handle client instructions and inquiries, accounts opening and KYC,
  • Prepare daily and monthly reconciliation and management report
  • Report any suspicious / outstanding transaction or incident to the management
  • Perform daily operational/settlement risk control and monitoring for the business
  • Liaise with broker, executing broker, custodian bank and other service Providers
  • Assist in performing UAT and system migration
  • Participate in any other ad hoc assignment



  • Diploma/ Degree holder in Finance, Business Administration or equivalent
  • 3 years or above operations/settlement experience at stock brokerage firms
  • Familiar with the operations of CCASS
  • Good command of written and spoken English, Cantonese and Mandarin
  • Responsible, self-motivated, independent and able to work under pressure
  • Candidates with more experience will be considered as Manager


Competitive salary package and fringe benefits are offered to the right candidate


Interested parties, please send your full resume to and or click the button “” with quoting reference no. A-56229AC and expected salary or contact us at (852) 2521-1166 for details.


For more information, please visit our website at


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