PeopleSearch is a leading Singaporean based Executive Search firm that specializes in placing mid to senior level executives across various industries and functions. Our teams are organized by specializations, which provides our consultants the competitive advantage of understanding the practical and...

PeopleSearch is a leading Singaporean based Executive Search firm that specializes in placing mid to senior level executives across various industries and functions. Our teams are organized by specializations, which provides our consultants the competitive advantage of understanding the practical and functional requirements of each mandate which translates into effective scouting and assessment of high-performance talents for our clients. We are now in 6 key Asian cities – Singapore, Taipei, Kuala Lumpur, Tokyo, Hong Kong and Shanghai.

 

If you are looking for a rewarding career that will bring you to new levels of success, then consider becoming a PeopleSearch Consultant.

Assistant Manager/Manager, Regulatory Compliance

Job level Senior
Work exp Minimum 3 Years
Education Bachelor Degree
Location
Within Hong Kong
Employment type
Industry Banking
Job function Banking / Finance > Legal / Compliance
Published On 26/03/2018
ref. PSH/FIG/HKB297D

Our client is an Asian bank, seeking for Assistant Manager/Manager, Regulatory Compliance. As part of their continuous growth, an outstanding opportunity has arisen for a high calibre candidate to join their bank.

 

Responsibilities:

  • Assist in coordinating with Head Quarter, external consultants, regulators and other law enforcement bodies (e.g. examinations or investigations) by maintaining and submitting information and documents as requested
  • Disseminate compliance-related information and publication to all relevant units or departments
  • Maintain and monitor the implementation of SOPs, guidelines and other compliance policies and procedures, identifies gaps and recommends corrective actions
  • Provide support to business and operations units on compliance-related matters
  • Assist in managing compliance-initiated projects such as FATCA, CRS and implementation of new system if necessary
  • Assist in providing trainings on compliance issues to all relevant staff
  • Handle ad hoc tasks as assigned

Requirements:

  • At least 3 years' relevant experiences in banking or financial industry
  • Degree holder or above in Business, Finance, Economics, Accounting, Law or related discipline
  • Good knowledge of the general banking operations and legal and regulatory context
  • Self-initiated, analytical-minded and able to handle multi-tasks under tight schedule
  • Good command of written and spoken English, Cantonese and Mandarin
  • Conversant with MS Office applications and Chinese Word processing
  • Immediate available is required and Big 4 audit background will also be considered.

 

Interested Applicants please send your full resume (in Word format) together with present and expected salary to

.sammychan@pplesearch.com

 

 

 

**Only shortlisted candidates will be contacted for a more detailed discussion**