Assistant Manager, Risk Framework, Governance and Reporting - HSBC Securities Services

Job level Middle
Work exp 2 Years To 3 Years
Education Bachelor Degree
Within Hong Kong
Industry Banking
Job function Banking / Finance > Legal / Compliance
Banking / Finance > Research / Analysis
Banking / Finance > Risk Management
Published On 03/09/2019
ref. 0000DB8K

Some careers grow faster than others.

If you’re looking for further opportunities to develop your career, take the next step in fulfiling your potential right here at HSBC.

Securities Services provides robust and reliable solutions that enhance performance and mitigate risk, today and in the future. Working with institutional investors, banks, insurance companies, governments and multinational corporations, Securities Services offers a range of fund administration, global custody, sub-custody and clearing, and corporate trust and loan agency services.

We are currently seeking a high caliber professional to join our team as Assistant Manager, Risk Framework, Governance and Reporting.

In this role, you will

  • Ensure the operational risk framework for HSBC Securities Services Asia Pacific locations is consistent with the Group and global business framework
  • Conduct regular Risk and control reviews, new business, new products and new markets risk assessments, coordinate and manage the approach to operational risks in line with the Global HSS and GBM approach
  • Assist to implement Risk and Control Assessment and Internal Control Monitoring program to ensure all staff are fully aware of the importance and consequences of operational risks
  • Assist to drive comprehensive analysis and balanced judgment in the fulfilment of audit requirements, coordinate various internal and external control audits or reviews and ensure the timely implementation of audit recommendations
  • Provide operational risk and control advice to Asia Pacific locations in particular, interpretations and implementations of the group policies requirements
  • Prepare business risk and control monthly management reporting materials and analyse Key Risk Indicators and operational metrics
  • Promote risk awareness culture and best practices across Asia Pacific locations, assist business to remain compliant with operational risk management requirements set out in the Group Standards Manual
  • Provide technical support and research on all operational and control issues
  • Collaborate with other intergroup functions to exchange information, understand international trends, forge standards of best practice and assist in the implementation of policies and standards
  • Assist to devise and undertake ad-hoc projects for risk assessment and mitigation

To be successful in this role, you should meet the following requirements

  • Degree holder, with experience prepares management reports and governance meeting materials
  • Relevant experience in compliance, audit or operational risk in financial services industry
  • Relevant product knowledge including knowledge of Securities Services such as Global Custody, Custody and Clearing, Corporate Trust and Loan Agency and Fund Services, is desirable but not essential
  • Strategic thinker with strong analytical and project management skills to enhance procedures and controls
  • Well-developed project management skills, able to drive change and provide positive influence to achieve organization goals
  • Excellent written and verbal communication skills, able to negotiate and work effectively with senior business and stakeholders across business divisions and geographies
  • Self-motivated, independent and able to appropriately prioritise work within a demanding workload
  • Proactive with ability to think and act independently

For further details and application information please visit our career site, search under reference number 0000DB8K

You’ll achieve more when you join HSBC.


HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hongkong and Shanghai Banking Corporation Limited