TalentQuest is an award-winning specialist recruiter of Engineers and Technical professionals. We are the leading professional recruitment consultancy for the Construction, Engineering and Information Technology sectors, and are accredited by the HR Vendors of the Year: Gold Award. We offer both recruitment...

TalentQuest is an award-winning specialist recruiter of Engineers and Technical professionals. We are the leading professional recruitment consultancy for the Construction, Engineering and Information Technology sectors, and are accredited by the HR Vendors of the Year: Gold Award. We offer both recruitment and executive search services for the Asia Construction, Engineering, Information Technology and Real Estate markets.

Our specialist teams have successfully placed numerous happy candidates to developers, investors, telecoms, banks, consultancies and contractors. We take pride in what we do and we are more than welcome to facilitate your job search no matter you are an Executive or a junior. Let’s make job search an enjoyable journey!

“Job Search Like a Human.”

Assistant Vice President/ Vice President, Investment & Insurance Compliance

Job level Middle
Work exp Minimum 5 Years
Education Bachelor Degree
Location
Within Hong Kong
Employment type Full Time
Benefits Medical plan, Performance bonus
Industry Banking
Job function Banking / Finance > Research / Analysis
Legal / Professional Services > Legal & Compliance
Banking / Finance > Risk Management
Published On 01/11/2019

Our client is currently looking for high calibers candidate to join their professional team.

Responsibilities

  • Provide advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements
  • Provide investment & insurance compliance development updates to Senior Management and assess the impact on the business and operation units
  • Conduct end to end monitoring and guidance on new product & service development project, from new product proposal review to post-launch review, advise on all compliance matters
  • Liaise with external regulators and auditors on investment and insurance compliance matters
  • Review staff sales script as well as marketing materials
  • Develop and review compliance policies and guidelines in relation to Investment and Insurance products
  • Deliver investment compliance training to relevant bank's staffs
  • Handle ad hoc projects assigned from management

Requirements

  • Degree holder in Business Administration, Risk Management, Law or related disciplines
  • Minimum 5-8 years of banking industry with compliance or related experience
  • Proficient with banking operations and solid knowledge of Investment & Insurance products
  • Strong knowledge of regulatory requirements such as SFO, SFC's Code of Conduct and HKMA circulars etc.
  • Responsible, detailed-mind, well-organized with good communication skills