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Star Anise is a pan-Asian recruitment firm based in Hong Kong focusing on the legal, compliance, executive, and professional support sectors across all industries - whether law firm, multi-national, financial services or listed companies. 

To see how we can help you, the candidate, see our dedicated candidate page: http://www.staranise.com.hk/candidates/ 

For clients: http://www.staranise.com.hk/candidates/

Star Anise is a pan-Asian recruitment firm based in Hong Kong focusing on the legal, compliance, executive, and professional support sectors across all industries - whether law firm, multi-national, financial services or listed companies. To see how we can help you, the candidate, see our dedicated candidate...

Star Anise is a pan-Asian recruitment firm based in Hong Kong focusing on the legal, compliance, executive, and professional support sectors across all industries - whether law firm, multi-national, financial services or listed companies. 

To see how we can help you, the candidate, see our dedicated candidate page: http://www.staranise.com.hk/candidates/ 

For clients: http://www.staranise.com.hk/candidates/

ASSOCIATE / AVP, BUSINESS ASSURANCE COMPLIANCE MANAGER (CORPORATE BANKING)

Job level Middle
Work exp Minimum 3 Years
Education Bachelor Degree
Location
Not Specified Unspecified
Employment type Full Time
Benefits 5-day week, Medical plan, Performance bonus
Industry HR / Recruitment Services
Job function Banking / Finance > Corporate Banking
Legal / Professional Services > Legal & Compliance
Published On 17/05/2018 2018-05-17

Associate / AVP, Business Assurance Compliance Manager –  4 NEW headcounts

Corporate Banking Syndication loans, Trade Finance, Operation

 

Our client is one of top tier and prestigious PRC Banking group operating across the globe with a full range of banking and investment services, satisfying the needs of a wide range of large corporate clients and UHNW clients.  As part of their Asia strong growth in corporate banking business, an outstanding opportunity has arisen for an experienced Risk and Compliance professional to join the expanding business in Hong Kong.    

 

As business assurance compliance associate or manager, you will serve as 1st gate assurance control compliance function working closely with business units including Trade Finance team, corporate banking syndication loan team and also operation team. You will assist the business head to implement all compliance related policy and procedure in the department as 1st line compliance advise and control. You will act as the main contact between compliance and business units and be responsible for all compliance related matters, including internal control functions. In addition, you will support implementation of new procedures arising from regulatory changes or best practices and improvements to the first line assurance framework. This role is capable to ensure all activities and duties are carried out in full compliance with regulatory requirements.

 

This role is essential to liaise between compliance team and business unit, you will conduct 1st review of compliance policies & procedures, risk assessment materials and to analyze the compliance risks in new businesses / products / systems. You will conduct compliance and quality assurance related review and monitoring to identify possible compliance risks and provide recommendations to enhance control weaknesses/mitigate non-compliance risks. You will conduct risk operation assessment  as well as review AML/KYC procedures and account opening applications and perform self-assessment, gap analysis against internal or regulatory requirements.  You will consolidate the regular external and internal reviews and reports in compliance with HKMA, HKEX, SFC regulations and review regulations and prepare policies and management measures to ensure they reflect current regulations.

 

To qualify, individuals must possess:

 

  • A university degree 
  • At least 3 -5 years relevant compliance assurance or quality control assurance or risk management or Corporate banking operation working experience in Corporate Banking and financial institutions
  • Equipped products knowledge related to Trade Finance, Treasury, Corporate banking – syndication loans, Corporate banking operation 
  • Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks
  • Proficient in written, spoken in Chinese (mandarin and simplified Chinese) is MUST
  • Familiar with the AML/KYC and regulatory requirements relevant to the business is a plus

 

To apply, please contact Jennifer Yang for a confidential discussion at +852 3708 9510 quoting job reference number JY.33293. To visit more Legal, Compliance and Risk management jobs please check www.staranise.com.hk

 

Data collected will be for recruitment purposes only. Only shortlisted candidates will be contacted. If you have not been contacted within 5 business days of your application, please assume your application has not been shortlisted.