Associate, Customer Due Diligence Quality Control - Global Private Banking

Job level Senior
Work exp 4 Years To 6 Years
Education Bachelor Degree
Location Hong Kong
Employment type
Industry Banking
Job function Banking / Finance > Others
Published On 16/11/2016
ref. 00008FME

Some careers grow faster than others.

If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. 

HSBC Private Bank seeks to be the leading international private bank for business owners and their families. It provides clients with wealth, business and family succession solutions in the largest and fastest growing markets around the world. At HSBC Private Bank, we put our clients at the centre of everything we do. 

We are currently seeking a high caliber professional to join our team as Associate, Customer Due Diligence Quality Control. 

In this role, you will

  • Support the booking centre to meet Customer Due Diligence requirements under Global Standards.
  • Provide subject matter expertise advisor on client onboarding, at periodic reviews and ad hoc account document needs.
  • Achieve a balance between compliance and customer experience.
  • Undertake Quality Control reviews on the Client Lifecycle Management workflows and work performed by Client Lifecycle Management Services to ensure that the information obtained during Customer Due Diligence is in accordance with prescribed internal control policies and procedures.
  • Act as a single point of contact on requirements and providing quality control sampling to ensure that quality is embedded for both New to Bank and periodic review final review and completeness check.
  • Expected to be a specialist on HSBCs Know Your Customer policies and procedures and provide necessary guidance and support both to the Relationship Managers and junior members of the Client Lifecycle Management team on interpretation of policy. 

To be successful in this role, you should meet the following requirements

  • Experience in undertaking Anti Money Laundering and Know Your Customer reviews within the banking and financial institution.
  • Work knowledge of Anti Money Laundering, industry regulations and best practices.
  • University degree or equivalent combination of education and work experience.
  • Strong research skills and time management skills.
  • Ability to work comfortably in a multi function team and with management and all levels of staff.
  • Commercial minded, highly numerate, understand and can navigate through financials reports. Strong problem solving capability is required.
  • Strong familiarity with Microsoft Word, Microsoft Excel and Internet Explorer.
  • An articulate and strong communicator with excellent written English. Proficiency in Chinese is an advantage.

The chosen candidate for this role will be required to undergo enhanced vetting. Subject to local laws, this will require the individual to satisfactorily pass a series of additional checks as part of the recruitment process and on an ongoing basis, if appointed to the role. HSBC Group reserves its position with regard to any steps which it may take in relation to any material adverse findings which arise either when the checks are originally completed, and/or if relevant, on an ongoing basis. For more information about the enhanced vetting for this role please contact the recruiter for this role.  

For further details and application information please visit our career site, search under reference number 00008FME  

You’ll achieve more when you join HSBC.  

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.  

Issued by The Hong Kong and Shanghai Banking Corporation Limited