Audit Manager (Personal Banking)

Job level Middle
Work exp Minimum 5 Years
Education Bachelor Degree
Language Chinese - Cantonese, Chinese - Mandarin, English
Location
Within Hong Kong
Employment type Full Time
Industry Banking
Job function Accounting > Audit
Banking / Finance > Legal / Compliance
Banking / Finance > Risk Management
Published On 09/10/2019
ref. 494836

Job No.: 494836
Employment Type: Full time
Departments: Group Audit
Job Functions: Accounting, Audit, Compliance

 

Responsibilities:

  • Lead and manage internal audit engagements in Personal Banking sector from planning, risk assessment, fieldwork to reporting
  • Evaluate the effectiveness of internal controls, identify areas for improvement and provide sound recommendations
  • Provide business stakeholders with recommendations on how to improve efficiency or optimize business processes
  • Support ad-hoc projects as required

 

Requirements:

  • Degree or above with major in Accountancy, Finance, Statistics, Risk Management or related disciplines
  • Professional qualification of CPA or CIA or equivalent; CFA, FRM will be a plus
  • Solid experience in Personal Banking Sector (including personal lending, credit card, investment products, branch model, etc. ), preferably in roles with duties of auditing, compliance review, control assessment, etc.
  • Familiar with relevant laws & regulations, standards and market practices; knowledge of relevant regulatory requirements and practices in Southeast Asia would be an advantage
  • 5 years or above experience in auditing, with Big 4 background preferred.  A minimum of 3-4 years’ experience in internal audit of Bank or sizable Financial Institution / Enterprises.  Candidates with less experience will be considered for the position of Assistant Audit Manager
  • Good team-player with excellent project management, communication and interpersonal skills; Excellent report writing skills and self-motivated
  • Proficiency in both spoken and written Chinese and English, with good command of Mandarin