BANK OF CHINA (HONG KONG) LIMITED


Job No.: 492601
Employment Type: Full time
Departments: Personal Banking and Product Management
Job Functions: Business Development, Legal, Risk Management, Compliance

Business Compliance Manager

Responsibilities:

  • Ensure bank's policies and procedures are in compliance with regulatory requirements
  • Manage and conduct compliance checking to monitor sales activities are in compliance with policies and procedures
  • Analyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
  • Monitor the implementation of rectifications and enhancement measures in relation to selling process and sales compliance issues
  • Establish, enhance, monitor and perform compliance controls over the Bank's operations and business activities
  • Coordinate training to staffconcerned on the knowledge and awareness of compliance with the relevant laws, rules and standards
  • Maintain and enhance an effective compliance infrastructure, such as feedback mechanism, to collect frontlines' comments and recommendations, thus to improve the efficiency and effectiveness of sales compliance work

 

Requirements:

  • Degree or above with major in Business, Accounting, Finance, Marketing, Law or related disciplinesAt least 5 years experience in financial or banking industries, of which at least 3 years specialized in compliance or audit works
  • Able to handle multi-tasks independently and work under strictly tight deadlines and pressure
  • Possess strong logical and analytical skills in problem solving
  • Excellent interpersonal and communications skills with good command of English and Chinese in both spoken and written

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidates. Interested parties, please submit your application online. For details, please visit our website “http://www.bochk.com” 

Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.

Job level Middle
Work exp 3 Years
Education Bachelor Degree
Industry Banking
Job function Banking / Finance (Retail Banking / Branch Banking)
Legal / Professional Services (Legal & Compliance)
Banking / Finance (Others)
Location Central
Employment type Full Time
Published On 21/09/2016