Compliance

Job level Middle
Work exp Minimum 5 Years
Education Bachelor Degree
Location
Within Hong Kong
Employment type Permanent
Industry Financial Services / Investment / Securities
Job function Banking / Finance > Legal / Compliance
Banking / Finance > Risk Management
Legal / Professional Services > Legal & Compliance
Published On 05/11/2019

Job Responsibilities

  • Work closely with the Head of Compliance in reviewing all policies and procedures to ensure they comply with the regulatory requirements with the HKMA and the SFC
  • Prepare and evaluate regular compliance related activity reports and perform review and monitoring where necessary
  • Identify and perform AML risks controls and alerts, and implement surveillance and other monitoring measures where required.
  • Handle customer on boarding and KYC regular and ad hoc reviews


Requirements

  • Bachelor’s degree in Law, Accounting or relevant discipline
  • 5+ years of relevant regulatory compliance / general compliance experience in corporate banking
  • Knowledge of Banking Ordinance, SFO and the HKMA/SFC rules
  • Good interpersonal skills and problem solving skills
  • Proficient in written and spoken English and Chinese


For interested parties, please do not hesitate to contact Eva Tai by clicking for a confidential conversation.