Compliance Manager

Job level Middle
Work exp Minimum 3 Years
Education Bachelor Degree
Language Chinese - Cantonese, English
Within Hong Kong
Employment type Full Time
Industry Banking
Job function Banking / Finance > Legal / Compliance
Banking / Finance > Others
Published On 29/01/2018


  • Formulate, prepare and implement Compliance and Risk management policies, frameworks and procedures
  • Assist in develop and implement Compliance Risk Assessment program to ensure the local standardization and escalation of gaps
  • Comment various business initiatives and projects by drafting compliance and risk related policies and procedures, compliance manuals, and core control documents to ensure compliance with local regulatory requirements and market best practices
  • Provide advice and guidance to overseas branches in the alignment of the Group Compliance and Risk related policies and procedures
  • Keep abreast of key regulatory changes and notify the key updates to department head and relevant business and functional units
  • Conduct compliance training to enrich the staff awareness of compliance and risk program in accordance with local regulatory requirements and Group training objectives
  • Liaise with the Group and relevant regulatory authorities on compliance, risk and legal issues


  • Degree holder with major in Accountancy, Law or Business Administration related disciplines
  • Minimum 3 years’ experience in compliance, audit or related fields, with hands on exposure to banking industry or services
  • Well-versed with rules and regulations related to banking and financial institutions including Banking Ordinance, Code of Banking Practice, Personal Data (Privacy) Ordinance, and other relevant legal and regulatory requirements
  • Excellent command of written and spoken Chinese and English
  • Strong self-motivation, with good communication, interpersonal and analytical skills

Applicants for the above positions must be proficient in spoken & written Chinese (including Mandarin) & English, and be competent in MS Office applications

Attractive remuneration packages will be offered to suitable candidates. Interested parties please send full resume with present and expected salary to Human Resources Department, 20/F BOC Credit Card Centre, 68 Connaught Road West, H.K. (Please quote Ref. no.) OR email by clicking

* Personal Data collected will be used for recruitment purposes only. Applicants who do not hear from us within 4 weeks may consider their applications unsuccessful and their data will be destroyed within 3 months of receipt.