AMAC Human Resources Consultants Limited (Member of ANGELA MORTIMER GROUP) was established in 1981 and is one of the leading and largest personnel agencies in Hong Kong. We have been providing professional recruitment and personnel consultancy service for more than 30 years. Apart from our own offices...

AMAC Human Resources Consultants Limited (Member of ANGELA MORTIMER GROUP) was established in 1981 and is one of the leading and largest personnel agencies in Hong Kong. We have been providing professional recruitment and personnel consultancy service for more than 30 years. Apart from our own offices in Hong Kong and Shanghai, we also have reputable affiliates in Europe, USA, Canada, Australia, S.E. Asia, China, etc. This wide network enable us to recruit different types of qualified candidates in different districts and countries.

Our main service includes Executive Search, General Recruitment and Temporary or Contract Staff Recruitment for both commercial organizations (such as multinational corporations, regional offices, Hong Kong local or Mainland Chinese enterprises, small-medium companies) and Government Departments. We have special expertise in recruiting staff in:-

  • Accounting, Human Resources & Administration
  • Banking & Finance
  • Customer Services
  • Design
  • Engineering & IT
  • Hospitality & Resorts
  • Legal & Company Secretarial
  • Logistic & Shipping
  • Merchandising & Quality Control
  • Personal Assistant & Secretarial
  • Property & Construction
  • Sales & Marketing

At present, we have over 170,000 active job-seekers' files in our database and more than thousands of active job vacancies with attractive remuneration for your selection. Besides, we have our latest and attractive job vacancies uploaded everyday to our Website so that job-seekers can search and screen suitable jobs according to their requirements.

Compliance Manager

Job level Middle
Work exp Minimum 5 Years
Education Bachelor Degree
Location
Within Hong Kong
Industry Financial Services / Investment / Securities
Job function Banking / Finance > Corporate Finance
Banking / Finance > Legal / Compliance
Legal / Professional Services > Legal & Compliance
Published On 12/12/2019
ref. A-65821MN1

Our client is now seeking a high calibre candidate for the following position:

 

Compliance Manager

 

Responsibilities:

  • Act as the Team head to oversee compliance related functions for Type 1, 4 & 6 activities but with major focus on corporate finance activities
  • Conduct AML assessment and independence checks
  • Oversee of compliance and reporting requirements including CRS & FATCA
  • Conduct regular compliance review and surveillance exercises on all transactions
  • Review corporate/legal/compliance documentation
  • Provide advice to the top management on general compliance issues
  • Liaise with solicitors, regulatory authorities and other relevant parties as required throughout deal execution process
  • Maintain and review compliance manuals, policies, procedures and systems to ensure compliance with the applicable laws, regulatory requirements and the Group's policies
  • Provide coaching and training to junior staff and new staff of compliance matters

 

Requirements:

  • University graduate with minimum 5 years of legal and compliance experience in corporate finance activities
  • Familiar in handling information control and conflicts of interest issues, surveillance and monitoring exercises
  • Good knowledge on securities law and capital markets practice
  • Fluent command of spoken and written English and Chinese
  • Experience in control and risk management is an added advantage

 

Competitive salary package and fringe benefits are offered to the right candidate

 

Interested parties, please send your full resume by clicking the button “Apply Now” with quoting reference no. A-65821MN1 and expected salary or contact us at (852) 2521-1166 for details.

 

For more information, please visit our website at www.amacjob.com

 

Data collected will be used for recruitment purpose only.