Recruit Magnet Limited is a recruitment services company based in Hong Kong. We provide the best-in-class talent acquisition focusing on the Banking and Finance sector.

Recruit Magnet Limited is a recruitment services company based in Hong Kong. We provide the best-in-class talent acquisition focusing on the Banking and Finance sector.

Compliance Manager, Asset Management

Job level Middle
Work exp Minimum 4 Years
Language Chinese - Cantonese, Chinese - Mandarin, English
Location
Central
Employment type Permanent
Benefits 5-day week, Discretionary bonus
Industry Financial Services
Job function Banking / Finance > Asset Management
Banking / Finance > Legal / Compliance
Published On 09/11/2018

Our client, is a SFC licensed financial institution, is current looking for a candidate to join as complianc manager for their asset management business.

 

RESPONSIBILITIES:

  • Oversee and manage compliance matters related to the SFC licensed activities
  • Provide day-to-day asset management compliance advice and guidance to the company
  • Liaise with SFC and regulatory bodies and handle their queries / company inspection or reports.
  • Monitoring and checking irregular regulated activates of different business units on a daily basis to identify potential problems and anomalies
  • Draft, review, update and review compliance policies and manuals of the business units.
  • Perform ad hoc projects as required

 

REQUIREMENTS:

  • At least 3-5 years work experience in Compliance in financial institution
  • Excellent knowledge on SFC regulation, internal control, Companies Ordinance, SFO, AML legislations and regulations
  • Good command of written and spoken English and Mandarin
  • Immediate available will be advantage

 

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