In 2010, Page Personnel was launched in Hong Kong, complementing the Michael Page offering. Recruiting across the full range of junior roles, we join an international network of Page Personnel offices. As part of the Page Group, we are able to leverage on over 30 years of international recruitment experience...
In 2010, Page Personnel was launched in Hong Kong, complementing the Michael Page offering. Recruiting across the full range of junior roles, we join an international network of Page Personnel offices. As part of the Page Group, we are able to leverage on over 30 years of international recruitment experience and expertise. This has enabled us to deliver the results that you want - the best employees available quickly and with minimum fuss.

So if you're looking to take your career to the next level, visit www.pagepersonnel.com.hk

Compliance Officer - at an international wealth management firm

Job level Entry
Work exp No work experience
Education Bachelor Degree
Location
Within Hong Kong
Employment type Full Time
Industry Accounting / Audit / Taxation
Job function Accounting > Compliance
Banking / Finance > Asset Management
Banking / Finance > Legal / Compliance
Published On 19/07/2019
ref. 4084723/001_16896

Our client is a UK based FTSE wealth management company looking for a highly analytical, good communicator with exceptional planning and organizational skills to join their compliance team. The compliance team will focus on insurance and brokerage, which will focus on MPFA, SFC regulators and code of conduct.

Client Details

Our client is a UK based FTSE wealth management company focusing on helping customers grow and protect their investments serving customers ranging from individuals, families to business owners. With over 25 years of industry experience they are one of the largest companies in the wealth management sector in the UK.

Description

  • Assisting in the process for analyzing insurance and brokerage compliance regulatory publications and determining the effects they can have on the company and overseeing the appropriate changes
  • Manage compliance reviews to ensure that all key regulatory requirements (MPFA/ SFC regulations/ code of conduct) are met and to ensure successful implementation by every business unit
  • To support the business in ensuring all business processes and policies meet current regulations
  • Perform and create compliance training to the employees focusing on insurance and brokerage compliance regulations and expectations
  • Organize management information for reporting purposes and to represent the team in operational meetings

Profile

  • 2-5 years of experience in insurance and brokerage industries and having had compliance experience is preferred
  • Ability to enforce SFC and licensing is beneficial
  • Proficiency in Microsoft Office applications and other IT skills is preferred
  • Proficiency in English and Chinese

Job Offer

  • Annual leave
  • Medical and dental insurance for employee and immediate family
  • Life insurance and AD&D cover
  • Competitive compensation structure

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Natalie Lam on +852 2258 3543.