Compliance Officer - Insurance Industry

Job level Middle
Work exp 2 Years To 3 Years
Education Bachelor Degree
Location
Wanchai
Employment type Full Time
Industry Insurance / Pension Funding (MPF)
Job function Insurance > Others
Legal / Professional Services > Legal & Compliance
Published On 04/06/2022
Key Responsibilities
  • Provide daily compliance support for ongoing business requirements
  • Perform compliance review and evaluate the strengths and weaknesses of controls to address compliance risksin the organization's sales practices, investment, marketing and operational processes
  • Monitor new and proposed legislation, regulations and guidelines that could impact the operations and communicate such changes to the business units in an effective way
  • Review and maintain the monitoring system to comply with relevant regulations and internal guidelines and policies
  • Develop compliance training materials to enhance compliance awareness and promote a culture of compliance across the business
  • Perform other ad-hoc assignments as required

Requirements

  • Degree holder in Finance, Accounting, Law or related disciplines
  • 2- 3 years of relevant experience in compliance management or audit with financial institution is an advantage
  • Familiar with legal and regulatory requirements of insurance industry
  • Strong analytical, interpersonal and communication skills with ability to work independently as well as a team player
  • Strong command of written and spoken Chinese and English
Location; Wanchai

可至電: 23120060 溫小姐 or