About Deloitte ChinaThe Deloitte China network of firms, backed by the global Deloitte network, deliver a full range of audit, consulting, financial advisory, risk advisory and tax services to local, multinational and growth enterprise clients. We are one of the leading professional services providers...

About Deloitte China

The Deloitte China network of firms, backed by the global Deloitte network, deliver a full range of audit, consulting, financial advisory, risk advisory and tax services to local, multinational and growth enterprise clients. We are one of the leading professional services providers in this marketplace with 21 offices in Beijing, Hong Kong, Shanghai, Changsha, Chengdu, Chongqing, Dalian, Guangzhou, Hangzhou, Harbin, Hefei, Jinan, Macau, Nanjing, Shenyang, Shenzhen, Suzhou, Tianjin, Ulaanbaantar, Wuhan and Xiamen in China.

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Compliance Officer/Senior Compliance officer - Financial Advisory – Hong Kong

Job level Middle
Work exp Minimum 8 Years
Education Bachelor Degree
Location
Admiralty
Industry Accounting / Audit / Taxation
Job function Accounting > Compliance
Published On 25/10/2019
ref. CN172690
Financial Advisory (FA) practice of Deloitte China provides strategic and financial advisory services to clients throughout all phases of the economic cycle. FA comprises several distinct but related global service lines whose shared principal objective is the creation and enhancement of shareholder and stakeholder value.

Work you'll do:
  • Act as a Manager-in-Charge of the Compliance function under the SFC Manager-in-Charge regime.
  • Monitor staff dealing activities of our personnel in according to staff dealing policy of the firm.
  • Set out policies to ensure compliance of firm's compliance manual and all applicable rules and policies such as SFO, AMLO and Takeover Codes.
  • Consult and communicate with enforcement bodies on compliance and related matters.
  • Draft and review of our policy and documentation in light of legislative and regulatory updates, and business needs.
  • Handle consultation on compliance matters.
  • Prepare and handle license applications, relevant filings, notifications to SFC, etc.
  • Assist in providing relevant training.
  • Other compliance duties as assigned.

 

Requirement:
  • Degree holder in Law/Accountancy/Finance or related disciplines.
  • Minimum 8 years' legal or compliance experience in corporate finance or financial institutions.
  • Strong knowledge of applicable law, rules, regulations and codes.
  • Excellent command of spoken and written English and Chinese (including both Cantonese & Mandarin).
  • Result-oriented and excellent commitment to work.
  • Strong analytical and communication skills; able to work both independently as a leader and as a team player.
  • Able to provide clear, reliable and practical advice and solutions pitched at a level suitable for busy practitioners.
  • Proficiency in Microsoft Word, Excel, PowerPoint, etc.

 

Please submit an online application via our careers site (https://jobs2.deloitte.com/cn/en/job/DELOA003XCHINACN172690ENCN/Compliance-Officer-Senior-Compliance-officer-Financial-Advisory-Hong-Kong)

 

For more details, please visit our careers site (http://careers.deloitte.com/opportunities.aspx)

 

Deloitte is an equal opportunity employer. Personal data provided will be used strictly in accordance with our Personal Data Policy, a copy of which can be found at the above website.

 

For more details, please visit our careers site (http://careers.deloitte.com/opportunities.aspx)

Deloitte is an equal opportunity employer. Personal data provided will be used strictly in accordance with our Personal Data Policy, a copy of which can be found at the above website.