AK Service HK Co. Limited, a wholly owned subsidiary by AK Capital Markets Limited which established in 2009. We are specializing in coping business requests according to different customers’ needs, from business consulting, customer service, sales and marketing, human resources and operations to compliance,...

AK Service HK Co. Limited, a wholly owned subsidiary by AK Capital Markets Limited which established in 2009. We are specializing in coping business requests according to different customers’ needs, from business consulting, customer service, sales and marketing, human resources and operations to compliance, etc. Our customers range from start-up companies to blue chips clients over various jurisdictions.

 

In order to expand the businesses in Southeast Asia, Mainland China and Hong Kong, we are looking for few active and committed professionals to join our company.

Compliance Officer Trainee in Fintech, flat hierarchy! (5-day work) URGENT!

Job level Entry
Education Diploma / Certificate
Location
Tsimshatsui
Employment type Full Time
Benefits Dental plan, 5-day week, Medical plan, Performance bonus
Industry Financial Services / Investment / Securities
Job function Banking / Finance > Others
Legal / Professional Services > Legal & Compliance
Others > Others
Published On 26/10/2019

DUTIES:

  • Handle client on-boarding review, transaction monitoring and due diligence checking.
  • Conduct or assist in conducting compliance induction to new staff members.
  • Conduct or assist in compliance investigations, complaints etc.
  • Draw up and execute compliance testing and review program.
  • Perform KYC/AML checking, and ongoing AML/CTF screening and monitoring.
  • Provide analysis and advice on new requirements and assess the impact.
  • Maintain compliance record for management information and regulatory reporting purpose.
  • Assist in handling ad hoc legal and compliance matters from time to time.

 

REQUIREMENTS:

  • Degree in Business/Law related is a plus but not a must.
  • At least 1 year compliance / legal experience is preferred.
  • Proficient in Microsoft Office.
  • Excellent command in both spoken and written English and Chinese, ability to interpret the rules correctly is a definite must.
  • Knowledge of overseas compliance requirements will be an advantage.
  • Sound knowledge in regulations, operations and internal controls, especially the financial products.
  • Able to deal with compliance matters independently such as monitoring, and communicate to other departments effectively.
  • Attention to details, proactive, and control oriented.
  • Candidate with less experiences or fresh graduates or high school graduates will also be considered.
  • IANG holders are welcomed to apply.
  • Immediate available is a plus!

 

Package offered by AK Services HK Co., Limited:

-        Competitive monthly salary commensurate with experience;

-        Excellent year-end bonuses;

-        Health Insurances (Both Medical & Dental);

-        Paid Vacation Days;

-        In-house training;

-        Unique opportunity for career and self-development.