FICC, Compliance Director - European Investment Bank

Job level Middle
Work exp No work experience
Education Bachelor Degree
Within Hong Kong
Employment type Full Time
Industry Banking
Job function Banking / Finance > Capital Markets
Banking / Finance > Debt / Fixed Income
Banking / Finance > Legal / Compliance
Published On 30/09/2022
ref. JN -092022-5747546_78460

Report directly to APAC Head of Markets Compliance. Will be responsible for providing compliance advisory for their fixed income, DCM, and treasury businesses.

Client Details

My client is an international global European corporate investment bank. They have offices in India, Australia, Singapore, Hong Kong, and Japan. They have about 600 staff in Hong Kong.


  • report directly to the Head of APAC Markets Compliance whilst working alongside several team members of the compliance team
  • provide compliance advisory to the business for their fixed income, DCM, and treasury desk
  • liaise with regulators on all compliance related enquiries
  • perform compliance monitoring and testing and surveillance duties when necessary
  • provide compliance training to the business


  • 7-10 years of compliance experience preferably within global markets
  • Must have fixed income product knowledge
  • open to candidates directly from the SFC regulator
  • must be articulate in English

Job Offer

  • great work culture
  • great exposure
  • high performing team

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Monica Wong on +852 2848 4789.