We seek high-calibre individuals to help us expand our business in a dynamic market. This is an excellent opportunity to join a winning team and develop your career through contributing to the success of the Bank

We seek high-calibre individuals to help us expand our business in a dynamic market. This is an excellent opportunity to join a winning team and develop your career through contributing to the success of the Bank

Financial Crime Risk Assurance Manager

Job level Middle
Education Bachelor Degree
Location
Within Hong Kong
Employment type Full Time
Industry Banking
Job function Accounting > Compliance
Banking / Finance > Legal / Compliance
Published On 17/10/2019

Financial Crime Risk (FCR)

FCR Assurance - providing proactive assistance in identifying and assessing Financial Crime Risk; fostering a compliance culture; optimizing relations within the organisation; and preserving the Bank's reputation in the marketplace by ensuring that our policies comply with the spirit and letter of the laws and regulations wherever we do business.

We are currently seeking a high caliber professional to join our department as Financial Crime Risk Assurance Manager.

Principal responsibilities

  • Contribute to assurance reviews across HASE, its oversea branches and subsidiary
  • Ensure that the FCR Assurance programme meets regulatory expectations and provide senior management with up-to-date information regarding standards of compliance with applicable rules within HASE
  • Ensure that the assurance standards in HASE are in accordance with the Global FCR Assurance guidance, Group Standards Manual and Functional Instruction Manual.
  • Be aware of the operational risk, primarily through identification and management of financial crime compliance risk associated with the business

Requirements

  • University degree in a related discipline, eg Laws or Accounting
  • Compliance professional which is preferable in financial crime compliance aspects, eg, Associate AML Professional (AAMLP), members of Association of Certified Anti-Money Laundering Specialists (ACAMS), etc, with minimum of five years’ experience in a previous compliance, operational risk and/or audit role/s
  • Experience of financial services operations, compliance, audit and/or legal management or equivalent
  • Knowledge of financial services and able to demonstrate an understanding and experience in operating within a complex financial services institution
  • Strong analytical, organizational, project management, and strategic and/or operational planning skills. Lateral thinker with an ability to interpret and solve complex issues independently
  • Excellent communicator with strong collaborative, inter-personal and influencing skills
  • Good command of written and spoken English and Chinese including Putonghua
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes

Candidates with less experience will be considered for the position of Assistant Manager.

 

All information provided by applicants will be used only for recruitment purposes and will be used strictly in accordance with the Bank's personal data policies, a copy of which may be obtained by the applicant upon request. Unless otherwise instructed in writing by the applicant concerned, applicants may be considered for other suitable positions within the Bank and its related companies. The personal data of unsuccessful job applicants may be retained for a maximum of three years from the date when the job application is rejected and suchdata may be retained for a longer period if there is a subsisting reason that obliges the Bank to do so,after which the personal data will be destroyed.