CompliancePlus is an independent consulting firm focused on providing a complete range of proven and reliable compliance solutions to licensed firms, fund management companies and hedge fund managers in Asia. We were awarded "The Best Compliance Services Provider" in 2013 & 2017 by AsianInvestor. Our...

CompliancePlus is an independent consulting firm focused on providing a complete range of proven and reliable compliance solutions to licensed firms, fund management companies and hedge fund managers in Asia. We were awarded "The Best Compliance Services Provider" in 2013 & 2017 by AsianInvestor. Our dedicated team of compliance officers has years of professional experience equipped with in-depth knowledge of both functional and compliance experience in managing and minimizing regulatory, operational and reputational risks.  

As an award-winning industry leader providing compliance solutions and insights to financial institutions and hedge fund managers in Asia, CompliancePlus brings the most comprehensive and value-added compliance services to our clients, enhancing their competitiveness in the finance industry. We also devote substantial resources in staff training and development.

Please visit our website http://www.complianceplus.hk to learn more about us.

Head of AML/CFT

Job level Senior
Work exp Minimum 8 Years
Education Bachelor Degree
Location
China
Employment type Full Time
Benefits Dental plan, 13-month pay, 5-day week, Medical plan, Performance bonus
Industry Financial Services / Investment / Securities
Job function Banking / Finance > Others
Banking / Finance > Fund Management / Hedge Fund
Legal / Professional Services > Legal & Compliance
Published On 04/01/2020

Responsibilities

  • Develop and maintain group AML/CFT program, include but not limited with group AML/CFT risk assessment framework, know your customer policy, sanction policy as well as suspicious transaction reporting policy;
  • Advise to business with new service and products about AML/CFT requirements;
  • Coordinate with group stakeholders include business first lines and other control functions to implement group AML/CFT program;
  • Produce AML/CFT management report to board of directors/senior management to update AML/CFT requirements applicable to crypto industries, as well as highlight AML/CFT risks
  • Provide AML/CFT training to aligned business and promote a compliance culture;
  • Primary contact point with AML/CFT regulatory body for the company or industry associations
  • Proactively identify and escalate any AML/CFT issues and weakness in aligned business unit control environment

Requirements

  • More than 10 working experience at financial institutions, where minimum 5 years designated for AML/CFT areas;
  • Bachelor degree or above;
  • Industry wide AML certificate is a plus
  • Interpersonal skills
  • Willing to take challenge and work under pressure 

 

Please send you CV with expected salary and availability date. All information received will be kept in strict confidentiality and only for employment. related purposes.