Head of Compliance

Job level Senior
Work exp Minimum 10 Years
Education Not applicable
Language Chinese - Mandarin, English
Location N/A
Employment type Full Time
Industry Others
Job function Legal / Professional Services > Legal & Compliance
Legal / Professional Services > Others
Human Resources > Training & Development
Published On 23/09/2016
ref. 036063

• 10 years of relevant experience, preferably relating to Activities of Type 1,2, 4, 9
ž• Experience in China market a definite advantage
ž• Very good understanding of the business and a strategic approach to enable both compliance needs and business success achieved
• žGood written and spoken English and Chinese, fluent Mandarin essential
ž• Excellent skills in relationship management and communication
• Strong leadership skills


• Oversee the compliance of the company to ensure the best practice followed and risk control best maintained ž
• Advise on all compliance matters, including upcoming regulatory changes that might impact the company ž
• Conduct regular reviews and on compliance, monitor the regulatory and operational risks of the company ž• Maintain required compliance policies and registers to ensure policies reviewed and updated timely
ž• Provide training across the business to strengthen staff’s knowledge on policies
ž• Ensure all regulatory returns are processed, submitted and maintained in accordance to regulatory requirements ž
• Introduce and maintain strategies to develop and maintain a strong compliance culture

Jo Cheung - 2627 5211