As part of PageGroup, Michael Page is a leading professional recruitment consultancy specialising in the recruitment of permanent, contract and temporary positions on behalf of the world's top employers. PageGroup operates through 155 offices in 35 countries worldwide. First established in London...
As part of PageGroup, Michael Page is a leading professional recruitment consultancy specialising in the recruitment of permanent, contract and temporary positions on behalf of the world's top employers. PageGroup operates through 155 offices in 35 countries worldwide. First established in London in 1976, we've been bringing jobseekers and employers together for more than 30 years. London listed, we opened our first Asian office in Hong Kong in 1994 and currently we have offices in all major business hubs across the APAC region, including Australia, Singapore, Tokyo, Malaysia, India, Taiwan, Shanghai, Beijing, Shenzhen, Guangzhou, Pudong and Suzhou.

So if you're looking to take your career to the next level, visit www.michaelpage.com.hk

Head of Compliance, International FinTech Company

Job level Senior
Work exp No work experience
Education Bachelor Degree
Location
Within Hong Kong
Employment type Full Time
Industry Banking
Job function Banking / Finance > Legal / Compliance
Banking / Finance > Risk Management
Banking / Finance > Derivatives / Equities
Published On 13/09/2019
ref. 4095303/001_32035

An exciting opportunity for a senior trading advisory compliance profession to take on a Head of Compliance position with a rapiding growing FinTech company.

Client Details

Our client is one of the largest platforms in their line of FinTech business globally. They have an energetic, innovative culture that encourages their employees to think outside the box.

Description

Reporting to the Board and COO, you will be responisble for:

  • Providing compliance advice to their sales and trading businesses in relations to their daily operations, new products and market initiatives;
  • Maintaining compliance standards as required by the laws, regulations and policies governing these business operations in Asia and managing reputational risk;
  • Monitoring regulatory changes and implementing an effective compliance program;
  • Handling regulatory and internal regulatory investigation and audits;
  • Conducting regular compliance training for business unit professionals and supervisors;
  • Preparing and conducting regular presentations to the Board on regulatory trends and develoment.

Profile

You will possess at least 15 years of compliance experience covering trading businesses, with experience in derivatives and structured products. You will have stronganalytical skills and ability to exercisejudgment and manager execution under pressure. Good interpersonal skills and excellent written communications skills are essential to this role. You will also have the ability to work with a variety of senior and junior people, and build smooth working relationships.

Job Offer

  • Attractive salary
  • Excellent exposure

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Jessy Wong on +852 2848 4706.