華金金融(國際)控股有限公司及華高和昇財務顧問有限公司均是香港上市公司華金國際資本控股有限公司(股票編號00982.HK)的全資附屬公司,而華金國際資本控股有限公司之控股股東珠海華發集團為中國500強企業之一。 華金金融(國際)控股有限公司及華高和昇財務顧問有限公司擁有雄厚背景及實力,正在香港以及國際市場大力發展。會透過多元化的金融業務包括證券、期貨、企業融資、資產管理、財富管理等一系列服務進軍金融市場,並打造新世代金融品牌,成為香港及國際資本市場具規模的投融資企業。...
華金金融(國際)控股有限公司及華高和昇財務顧問有限公司均是香港上市公司華金國際資本控股有限公司(股票編號00982.HK)的全資附屬公司,而華金國際資本控股有限公司之控股股東珠海華發集團為中國500強企業之一。 華金金融(國際)控股有限公司及華高和昇財務顧問有限公司擁有雄厚背景及實力,正在香港以及國際市場大力發展。會透過多元化的金融業務包括證券、期貨、企業融資、資產管理、財富管理等一系列服務進軍金融市場,並打造新世代金融品牌,成為香港及國際資本市場具規模的投融資企業。 為配合業務發展,現誠聘以下人才:

HEAD OF LEGAL & COMPLIANCE

Job level Senior
Education Bachelor Degree
Location
Central
Employment type Full Time
Benefits Dental plan, 13-month pay, 5-day week, Medical plan, Performance bonus
Industry Financial Services / Investment / Securities
Job function Banking / Finance > Others
Legal / Professional Services > Company Secretary
Legal / Professional Services > Legal & Compliance
Published On 28/03/2019

Responsibilities 

  1. Conduct compliance review and investigation to ensure the Company and its subsidiaries adherence to relevant legal and regulatory requirements;
  2. Advise business line managers to establish and implement procedures and control systems to comply with all applicable regulations, laws and codes;
  3. Advise operations and risk management units on regulatory compliance and internal control issues;
  4. Draft and review agreements in compliance with laws and regulatory requirements;
  5. Coordinate and liaise with regulatory authorities on enquiries;
  6. Maintain an effective licensing function.

Requirements

  1. Degree holder in Law, Business, Finance or related discipline(s);
  2. Minimum 8 years of legal and compliance experience in sizable financial institutions and/or regulatory bodies
  3. Familiar with Securities & Futures Ordinance, Company Ordinance and other statutory and regulatory requirements ;
  4. Self-motivated and pro-active team player with strong problem solving skills;
  5. Good command of written and spoken English and Chinese (including Putonghua).

We offer an attractive compensation package and good career development to the right candidate. Interested candidates please send your full resume, date of available with present and expected salary via .

Personal data collected is for recruitment purpose only.