Investment Compliance Advisory (12months contract) - Buyside

Job level Middle
Work exp No work experience
Education Bachelor Degree
Within Hong Kong
Employment type Full Time
Industry Financial Services / Investment / Securities
Job function Banking / Finance > Asset Management
Banking / Finance > Capital Markets
Banking / Finance > Legal / Compliance
Published On 30/09/2022
ref. JN -082022-5712845_27132

This role will working alongside several colleagues and report directly to the Head of Asia Investment Compliance Advisory. This role will be cover regulatory duties and provide investment compliance advisory to the business.

Client Details

My client is one of the largest well known global asset management firms in the world. They provide a vast arrange of funds and have both institutional and retail clients. They have an AUM of over one trillion dollars and several thousand staff in hong kong.


  • Report directly to the Head of Investment Compliance Advisory whilst working alongside several colleagues
  • Responsible for providing compliance advisory and regulatory support to the investment teams
  • Responsible for monitoring and regulatory duties from an investment compliance perspective
  • take part in global and regional projects when necessary


  • 8-10 years of compliance experience especially within an asset management firm
  • open to candidates from investment bank with compliance experience
  • prefer candidates who are immediately available
  • articulate in English

Job Offer

  • great work culture
  • international and global asset management firm exposure
  • great work life balance

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Monica Wong on +852 2848 4789.