We are expert in Talent Management solutions. Headquartered in Hong Kong, Talent Axis is a specialized recruitment firm providing service to financial institutes, commercial & industrial sectors, as well as IT & T, dealing in permanent positions, contract roles and temporary assignments.

We are expert in Talent Management solutions. Headquartered in Hong Kong, Talent Axis is a specialized recruitment firm providing service to financial institutes, commercial & industrial sectors, as well as IT & T, dealing in permanent positions, contract roles and temporary assignments.

Manager, Business Risk and Control ( Wealth Management )

Job level Middle
Work exp Minimum 5 Years
Education Bachelor Degree
Location
Within Hong Kong
Employment type Full Time
Industry Banking
Job function Banking / Finance > Private Banking / Wealth Management
Banking / Finance > Risk Management
Banking / Finance > Others
Published On 30/08/2019

Our client, a well-established bank, is now seeking an experienced candidate to join their team.

Responsibilities:

  • Coordinate wealth management projects related to account opening, selling process enhancement, product suitability and regulatory compliance
  • Conduct wealth management products post-transaction monitoring to ensure sales activities are conducted according to guidelines and regulatory requirements
  • Develop and maintain the policies, procedures, guidelines, forms, scripts and FAQ related to wealth management business to ensure regulatory compliance and conduct regular review on such
  • Conduct sales process training to frontline staff, including new joiners and existing staff


Requirements:

  • Degree holder Minimum 5 years of relevant experience in banking industry
  • Professional licensing qualifications per local regulatory bodies requirement
  • Strong interpersonal, communication, coordination and analytical skills
  • Team player, able to work with all levels of staff
  • Self-initiative, able to work independently and under pressure
  • Good command of written and spoken English and Chinese

 

Interested candidates please forward your resume (in MS Word format) together with current and expected salary details by clicking .