Manager, General Compliance

Job level Middle
Work exp No work experience
Education Bachelor Degree
Within Hong Kong
Employment type Full Time
Industry Banking
Job function Legal / Professional Services > Legal & Compliance
Published On 15/06/2018
ref. BBBH698795_79167
You will be reporting into the Head of Legal & Compliance.Your main responsibility will be to manage the compliance and regulatory second line functions. Other responsibilities include providing advice to investment professionals, acting as a contact point to meet FATCA and CRS requirements, implementing and reviewing compliance procedures, ensuring staff are adhering to all SFC policies, assisting in providing updates to the board, and maintaining the current anti-money laundering system.


-bachelor degree in Accounting, Law, and/or other related disciplines;

-5 to 10 years of experience in compliance within asset management.

-Solid experience in FATCA and CRS is required.

-Strong communication and interpersonal skills in English, Cantonese, and Mandarin.