M Securities Limited (“the Company”), formerly known as Win Whole Securities Limited, was registered on 15th March 2005. The Company was approved by Securities and Future Commission to process the Regulated Activity Type 1 (Dealing in Securities) and accepted by Hong Kong Exchange Limited...

M Securities Limited (“the Company”), formerly known as Win Whole Securities Limited, was registered on 15th March 2005. The Company was approved by Securities and Future Commission to process the Regulated Activity Type 1 (Dealing in Securities) and accepted by Hong Kong Exchange Limited as Broker Participant. In May 2015, the Company was acquired by a South-East Asia Finance Group with diverse business and strong regional presence in Asia. The Company name was subsequently changed as M Securities Limited.

Manager / Offier / Executive Stock Broking – Settlement and Admin

Job level Entry
Work exp Minimum 2 Years
Education Bachelor Degree
Location
Mongkok
Employment type Full Time
Benefits 5-day week
Industry Financial Services
Job function Banking / Finance > General / Operations
Published On 25/12/2018

 

 

Posted on: 2016-01-04
 


M Securities Ltd

 

The Company is a diversified holding company controlled by a South-East Asia Group with diverse business and strong regional presence in Asia. The Company and its affiliated group of companies are in the midst of diversifying into stock broking, money lending, asset management, private equity business and expanding into other geographic region. As a dynamic organization moving forward, the Company and its affiliated group of companies are currently looking for the best talents to fulfill the following positions:

 

Manager / Officer / Executive
Stock Broking – Settlement and Admin

Job Ref.CT3101649-01#0005

 

Responsibilities: 

  • Manage all back office system 
  • Manage and supervise daily settlement and payment and perform stock reconciliation 
  • Manage and supervise nominee, custodian services, processing of corporate action, IPO application and physical certificate conversion/ deposit/ withdrawal
  • Responsible for account opening process, document control and updating client & stock master records
  • Prepare daily and monthly report
  • Manage and supervise administrative function 

Requirements:

  • Diploma/Degree holder in Finance, Business Administration or related disciplines 
  • Minimum 2 years of settlement experience in securities organisations
  • Good knowledge and understanding of the relevant applicable rules and regulations
  • Knowledge in foreign equities settlement would be an added advantage
  • Good interpersonal skill and communication skill
  • Good command of both written and spoken English and Chinese 
  • Candidates who possess working knowledge in the Asia Pacific equities market are encouraged to apply 

 

 

We offer 5-days work, bank holidays, annual leave, and other attractive package.