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Allegro Search Consultancy is a specialized search and consulting firm dedicated to the recruitment of professionals in banking and finance industries within Hong Kong, China and Asia regions. Our philosophy is committed to success by Search of Excellence, through the professionalism of our recruitment services to niche the market leaders and talents to enhance the growth of their businesses and career prospects.

Allegro Search Consultancy is a specialized search and consulting firm dedicated to the recruitment of professionals in banking and finance industries within Hong Kong, China and Asia regions. Our philosophy is committed to success by Search of Excellence, through the professionalism of our recruitment...

Allegro Search Consultancy is a specialized search and consulting firm dedicated to the recruitment of professionals in banking and finance industries within Hong Kong, China and Asia regions. Our philosophy is committed to success by Search of Excellence, through the professionalism of our recruitment services to niche the market leaders and talents to enhance the growth of their businesses and career prospects.

***MD, Responsible Officer & Head of Securities (I-Bank) A prosperous platform, Package: Open/Nego.!

Job level Top
Work exp Minimum 10 Years
Education Bachelor Degree
Location
Within Hong Kong Hong Kong
Employment type Full Time
Industry Banking
Job function Banking / Finance > General / Operations
Banking / Finance > Investment & Securities
Sales / Business Development / Customer Service > Business Development
Published On 01/09/2018 2018-09-01
ref. ASC-MD&RO/HEAD/SEC

Job Responsibilities:

  • Responsible for the regulated activity Type 1 and 2 related businesses under SFC
  • Managing internal control and business development of Type 1 and 2 related businesses
  • Supervise to maintain daily operations to run effectively and efficiently
  • Review, monitor and improve existing infrastructure and operational guidelines for businesses
  • Ensure to comply with internal group’s policies and statutory requirements of related regulatory bodies
  • Participate in business development of the company; keep abreast of market changes to prepare for strategic business plans for revenue targets
  • Work closely with senior management and Headquarters to accommodate for cross-border business expansion e.g. Wealth Management, Asset Management, ECM, DCM, FICC etc.
  • Take up ad hoc projects as assigned by senior management 

Job Requirements:

  • Degree holder or above
  • Currently registered under SFC as Responsible Officer for Type 1 and 2 at least (plus Type 4, 5 and 9 are definitely advantageous)
  • Minimum 10 years of relevant experience with good managerial experience
  • Solid experience in managing full operations of securities business is MUST
  • Strong knowledge of investment products and services in the contemporary market, familiar in all kinds of trading/settlement systems in securities business
  • Able to participate in business development on a long-term holistic view of the company
  • Strong leadership, analytical minded, tactful in problem solving, flexible with integrity, drive character to get things done, able to work independently and under pressure
  • Good command of both written and spoken English and Chinese (including Mandarin)

 

**Very attractive remuneration package with excellent fringe benefits will be offered to the right candidate.**  

Interested parties, please send your FULL RESUME (in MS WORD format) with availability, current and expected salary to info@allegrosearch.com or you can contact us at (852) 2853 7622 / Fax (852) 3113 1722 for any enquiry.

 

For more information about our company, please visit our website at www.allegrosearch.com  All information provided will be treated in strict confidence and used solely for recruitment purpose.