Looking for an independent Regulatory Compliance professionals with 2+ years of experience who is familiar with local regulations, preferably B2B financial services industry. The hire will be a local bridge-head of the global legal & compliance department
Looking for an independent Regulatory Compliance professionals with 2+ years of experience who is familiar with local regulations, preferably B2B financial services industry. The hire will be a local bridge-head of the global legal & compliance department

Regulatory Compliance Manager (Foreign Fintech Firm)

Job level Middle
Work exp Minimum 2 Years
Education Bachelor Degree
Location
Within Hong Kong
Employment type Full Time
Industry Financial Services / Investment / Securities
Job function Legal / Professional Services > Legal & Compliance
Banking / Finance > Legal / Compliance
Published On 24/06/2022
ref. JN -062022-5660574_97412

Looking for an independent Regulatory Compliance professionals with 2+ years of experience who is familiar with local regulations, preferably B2B financial services industry. The hire will be a local bridge-head of the global legal & compliance department

Client Details

The client is a global B2B payment solutions, headquartered in Europe - subsidiary of one of the largest airlines.

Description

Manage the payment institution obligations (compliance of local licenses and its duties) with local APAC regulators, ensuring all regulatory returns and responses to regulatory requests are accurate, complete and submitted on time

* Advisory role concerning regulatory compliance matters
* Identifies potential areas of regulatory compliance gaps, develops and implements action plans to mitigate risks and provides general guidance;
* Steers and prepares meetings with local supervisory authorities, participates in any regulatory compliance projects;
* Participate in legal and compliance projects and act as key interface between the market and the organization, assisting with developing and implementing regulatory policy, e.g. as part of product launches;
* Collaborates with other departments to manage various compliance and related issues to appropriate channels for further analysis, investigation and solution-finding;
* Support internal and external audit reviews
* Responsible contact for local data protection matters (coordinator);
* Supports managing and executing effective Anti-Money Laundering policies within the local market(s)
* Local bridge-head of the global legal & compliance organization

Profile

Minimum of 2 years of professional experience in a similar position or relevant field, with experience in compliance, regulatory, AML and internal control
* A degree (prefer master degree) in business administration / law or similar
* Experience within the corporate payments and cards industries of advantage
* An ability to apply regulatory knowledge (identification and analysis of regulatory risks) to support the achievement of business objectives
* Strong commercial acumen
* The ability to communicate clearly and effectively both verbally and in writing
* Highly organized and efficient with ability meet tight deadlines
* Entrepreneurial and hands-on mindset
* Team player in a virtual, international team with a strong work ethic that takes ownership of assigned duties, being self motivated and proactive
* Sound judgment - capable of developing independent opinions and defending own view

Job Offer

  • Global team
  • Good working culture
  • Independent work, with reporting line in Germany
  • Occassional international travel
  • Competitive bonus
  • Flexible working hour
  • Fintech industry

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Vania Lidvinaon +852 2848 4792.